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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct

March 17, 2020

Investor Alert: Van Clemens & Co. Incorporated censured and fined $50,000 for failing to establish and maintain a supervisory system

March 17, 2020/ Jon Furgison
Investor Alert: Van Clemens & Co. Incorporated censured and fined $50,000 for failing to establish and maintain a supervisory system

Furgison Law Group is considering potential claims against Van Clemens & Co. Incorporated related to its alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Van Clemens & Co. Incorporated
March 17, 2020

Investor Alert: Summit Brokerage Services, Inc. was censured and fined $40,000 for failing to assign a principal to review the hard-copy correspondence.

March 17, 2020/ Jon Furgison
Investor Alert: Summit Brokerage Services, Inc. was censured and fined $40,000 for failing to assign a principal to review the hard-copy correspondence.

Furgison Law Group is considering potential claims against Summit Brokerage Services, Inc. related to its alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Summit Brokerage Services Inc.
March 17, 2020

Investor Alert: Lime Brokerage LLC was censured, fined $625,000 for failing respond to red flags of potentially manipulative trading

March 17, 2020/ Jon Furgison
Investor Alert: Lime Brokerage LLC was censured, fined $625,000 for failing respond to red flags of potentially manipulative trading

Furgison Law Group is considering potential claims against Lime Brokerage LLC related to its alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Lime Brokerage LLC
March 17, 2020

Investor Alert: Seven Points Capital, LLC was censured and fined $20,000 for failing to enforce its written procedures

March 17, 2020/ Jon Furgison
Investor Alert: Seven Points Capital, LLC was censured and fined $20,000 for failing to enforce its written procedures

Furgison Law Group is considering potential claims against Seven Points Capital, LLC related to alleged its misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Seven Points Capital LLC
March 17, 2020

Investor Alert: Dinosaur Financial Group, L.L.C was censured and fined $200,000 for failing to timely report municipal securities transactions

March 17, 2020/ Jon Furgison
Investor Alert: Dinosaur Financial Group, L.L.C was censured and fined $200,000 for failing to timely report municipal securities transactions

Furgison Law Group is considering potential claims against Dinosaur Financial Group, L.L.C related to its alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Dinosaur Financial Group L.L.C
March 17, 2020

Dawson James Securities, Inc. was censured and fined $20,000 for calling telephone numbers that appeared on the national do-not-call list

March 17, 2020/ Jon Furgison
Dawson James Securities, Inc. was censured and fined $20,000 for calling telephone numbers that appeared on the national do-not-call list

Furgison Law Group is considering potential claims against Dawson James Securities, Inc. related to its alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Dawson James Securities Inc.
March 17, 2020

Investor Alert: Innovation Partners LLC was censured and fined $60,000 for failing to establish, maintain and enforce a supervisory system

March 17, 2020/ Jon Furgison
Investor Alert: Innovation Partners LLC was censured and fined $60,000 for failing to establish, maintain and enforce a supervisory system

Furgison Law Group is considering potential claims against Innovation Partners LLC related to alleged misconduct by Yanique Elaine Lawrence.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Investor Alert: Innovation Partners LLC, Yanique Elaine Lawrence
March 11, 2020

Investor Alert: James Gregory McKinney is the subject of a FINRA complaint for failure to comply with FINRA requests

March 11, 2020/ Jon Furgison
Investor Alert: James Gregory McKinney is the subject of a FINRA complaint for failure to comply with FINRA requests

Furgison Law Group is considering potential claims against Cetera Advisors, Securian Financial Services, and James Gregory McKinney related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
James Gregory McKinney, Cetera Advisors LLC, Securian Financial Services
March 11, 2020

Investor Alert: Murry Meir Shapero was suspended and fined $20,000 for improper trading

March 11, 2020/ Jon Furgison
Investor Alert: Murry Meir Shapero was suspended and fined $20,000 for improper trading

Furgison Law Group is considering potential claims against Maxim Group, LLC, and Murry Meir Shapero related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Murry Meir Shapero, Maxim Group
March 11, 2020

Investor Alert: Rochelle Sophia Shoulders was suspended and fined for copying customer signatures

March 11, 2020/ Jon Furgison
Investor Alert: Rochelle Sophia Shoulders was suspended and fined for copying customer signatures

Furgison Law Group is considering potential claims against Rochelle Sophia Shoulders related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Murry Meir Shapero
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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