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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


March 17, 2020

Investor Alert: Gregory Thomas Dean was barred for engaging in quantitatively unsuitable trading

March 17, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against LPL Financial LLC, United Planners’ Financial Services of America and Gregory Thomas Dean related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Gregory Thomas Dean
March 17, 2020

Investor Alert: Michael Eric Johnson was barred for refusing to provide FINRA with requested documents and information

March 17, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against Worden Capital Management LLC, J.D. Nicholas & Associates, Inc., and Michael Eric Johnson related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Michael Eric Johnson
March 17, 2020

Investor Alert: Brenda Marie Kochel was barred for converting funds from her member firm by requesting and obtaining $23,847.24

March 17, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against Park Avenue Securities, LLC and Brenda Marie Kochel related to her alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Brenda Marie Kochel
March 17, 2020

Investor Alert: Bryan Joseph Clark was barred for failing to disclose outside business activities

March 17, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against Madison Avenue Securities, LPL Financial LLC and Bryan Joseph Clark related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Bryan Joseph Clark
March 17, 2020

Investor Alert: Lisa Acca was barred for failing to produce certain documents and information requested by FINRA

March 17, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against Arive Capital Markets Lisa Acca related to her alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Lisa Acca
March 17, 2020

Investor Alert: Eldridge Foster Parks was barred for failing to appear for on-the-record testimony requested by FINRA

March 17, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against Raymond James & Associates, Inc. and Eldridge Foster Parks related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Eldridge Foster Parks
March 17, 2020

Investor Alert: Karen Paek was barred for forging the individuals’ electronic signatures

March 17, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against Pruco Securities LLC, First Investors Corporation related to alleged misconduct by Karen Paek.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Karen Paek
March 17, 2020

Investor Alert: David John Volpe was barred for refusing to produce information and documents requested by FINRA

March 17, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against LPL Financial LLC, National Planning Corporation related to alleged misconduct. by David John Volpe.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
David John Volpe
March 17, 2020

Investor Alert: Orlando Vargas was barred for converting funds to which he was not entitled

March 17, 2020/ Jon Furgison
Investor Alert: Orlando Vargas was barred for converting funds to which he was not entitled

Furgison Law Group is considering potential claims against Fidelity Brokerage Services LLC related to alleged misconduct by Orlando Vargas.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Orlando Vargas
March 17, 2020

Investor Alert: Beth Ann Hamilton was barred for refusing to appear for on-the-record testimony requested by FINRA

March 17, 2020/ Jon Furgison
Investor Alert: Beth Ann Hamilton was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Edward Jones, M&T Securities, Inc., related to alleged misconduct of Beth Ann Hamilton.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Beth Ann Hamilton
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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