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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


March 17, 2020

Investor Alert: Jedediah Elvin Dahl was fine $10,000 and suspended for distributing sales materials that failed to comply with FINRA’s content standards

March 17, 2020/ Jon Furgison
Investor Alert: Jedediah Elvin Dahl was fine $10,000 and suspended for distributing sales materials that failed to comply with FINRA’s content standards

Furgison Law Group is considering potential claims against Merrill Lynch, Mutual of Omaha and Jedediah Dahl related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jedediah Elvin Dahl
March 17, 2020

Investor Alert: Vitthal Mathurbmas Patel was fine $5,000 and suspended for forging electronic signatures of customers

March 17, 2020/ Jon Furgison
Investor Alert: Vitthal Mathurbmas Patel was fine $5,000 and suspended for forging electronic signatures of customers

Furgison Law Group is considering potential claims against PFS Investments Inc., and Vitthal Patel related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Vitthal Mathurbmas Patel
March 17, 2020

Investor Alert: Richard Oliver White was fined $10,000 and suspended for structuring currency deposits

March 17, 2020/ Jon Furgison
Investor Alert: Richard Oliver White was fined $10,000 and suspended for structuring currency deposits

Furgison Law Group is considering potential claims against Wells Fargo and Richard Oliver White related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Richard Oliver White
March 17, 2020

Investor Alert: Carlton Jerome Dick was fined $5,000 and suspended for impersonating an associated person of a firm

March 17, 2020/ Jon Furgison
Investor Alert: Carlton Jerome Dick was fined $5,000 and suspended for impersonating an associated person of a firm

Furgison Law Group is considering potential claims against Purshe Kaplan Sterling Investments, AXA Advisors LLC and Carl Dick related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Carlton Jerome Dick
March 17, 2020

Investor Alert: Arlyn Roy Stokesbary was fine $5,000 and suspended for exercising discretion in customer accounts without written authorization

March 17, 2020/ Jon Furgison
Investor Alert: Arlyn Roy Stokesbary was fine $5,000 and suspended for exercising discretion in customer accounts without written authorization

Furgison Law Group is considering potential claims against Thrivent Investment Management Inc. and Arlyn Roy Stokesbary related to her alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Arlyn Roy Stokesbary
March 17, 2020

Investor Alert: John Hunter Tillotson was fined $5,000 and suspended for impersonating customers during telephone conversations

March 17, 2020/ Jon Furgison
Investor Alert: John Hunter Tillotson was fined $5,000 and suspended for impersonating customers during telephone conversations

Furgison Law Group is considering potential claims against Morgan Stanley, Stifel Nicolaus & Company and John Tillotson related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
John Hunter Tillotson
March 17, 2020

Investor Alert: Scott Richard Riley was suspended for making unauthorized trades in a customer’s account

March 17, 2020/ Jon Furgison
Investor Alert: Scott Richard Riley was suspended for making unauthorized trades in a customer’s account

Furgison Law Group is considering potential claims against Edward Jones and Scott Riley related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Scott Richard Riley
March 17, 2020

Investor Alert: Justin Brian Mitchell was fined $2,500 and suspended for engaging in an outside business activity

March 17, 2020/ Jon Furgison
Investor Alert: Justin Brian Mitchell  was fined $2,500 and suspended for engaging in an outside business activity

Furgison Law Group is considering potential claims against LPL Financial LLC, Capital Financial Services Inc., and Justin Mitchell related to alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Justin Brian Mitchell
March 17, 2020

Investor Alert: Michael Patrick Nixon was fined $5,000 and suspended for exercising discretionary trading authority on their behalf without their prior written authorization

March 17, 2020/ Jon Furgison
Investor Alert: Michael Patrick Nixon was fined $5,000 and suspended for exercising discretionary trading authority on their behalf without their prior written authorization

Furgison Law Group is considering potential claims against Paulson Investment Company LLC and Michael Patrick Nixon related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Michael Patrick Nixon
March 17, 2020

Investor Alert: Allen Bernard Holeman was fined $20,000 and suspended for failing to timely amend his Form U4

March 17, 2020/ Jon Furgison
Investor Alert: Allen Bernard Holeman was fined $20,000 and suspended for failing to timely amend his Form U4

Furgison Law Group is considering potential claims against David Lerner Associates Inc. and Allen Bernard Holeman related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Allen Bernard Holeman
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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