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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


March 18, 2020

Investor Alert: Chad Andrew Perkins was suspended and fined $5,000 for failing to timely amend his Form U4

March 18, 2020/ Jon Furgison
Investor Alert: Chad Andrew Perkins was suspended and fined $5,000 for failing to timely amend his Form U4

Furgison Law Group is considering potential claims against Parkland Securities, Money Concepts Capital Corporation and Chad Andrew Perkins related to alleged misconduct.

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March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Chad Andrew Perkins
March 18, 2020

Investor Alert: Michael Edward Olinde was suspended and fined $5,000 for engaging in an outside business

March 18, 2020/ Jon Furgison
Investor Alert: Michael Edward Olinde was suspended and fined $5,000 for engaging in an outside business

Furgison Law Group is considering potential claims against LPL Financial, Capital Financial Services, Calton & Associates and Michael Edward Olinde related to alleged misconduct.

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March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Michael Edward Olinde
March 18, 2020

Investor Alert: William George Davis was suspended and fined $5,000 for mismarking trades in customer

March 18, 2020/ Jon Furgison
Investor Alert:  William George Davis was suspended and fined $5,000 for mismarking trades in customer

Furgison Law Group is considering potential claims against Ameriprise Financial Services, UBS Financial Services and William George Davis related to alleged misconduct.

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March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
William George Davis
March 18, 2020

Investor Alert: William J. Schnepp was suspended and fined $5,000 for accepting a power of attorney

March 18, 2020/ Jon Furgison
Investor Alert: William J. Schnepp was suspended and fined $5,000 for accepting a power of attorney

Furgison Law Group is considering potential claims against LPL Financial and William J. Schnepp related to alleged misconduct.

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March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
William J. Schnepp
March 18, 2020

Investor Alert: James Marten Lamont was suspended and fined $10,000 for engaging in private securities transactions without approval

March 18, 2020/ Jon Furgison
Investor Alert: James Marten Lamont was suspended and fined $10,000 for engaging in private securities transactions without approval

Furgison Law Group is considering potential claims against Whitehall-Parker Securities, Independent Financial Group and James Marten Lamont related to alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
James Marten Lamont
March 18, 2020

Investor Alert: Peter Allan Earp was suspended and fine $10,000 for falsifying a form

March 18, 2020/ Jon Furgison
Investor Alert: Peter Allan Earp was suspended and fine $10,000 for falsifying a form

Furgison Law Group is considering potential claims against Charles Schwab & Co. and Peter Allan Earp related to alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Peter Allan Earp
March 18, 2020

Investor Alert: Brian Daniel Parker was suspended and fine $10,000 for directing his assistant to impersonate a customer

March 18, 2020/ Jon Furgison
Investor Alert: Brian Daniel Parker was suspended and fine $10,000 for directing his assistant to impersonate a customer

Furgison Law Group is considering potential claims against MML Investors Services, USA Financial Securities Corporation and Brian Parker related to alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Brian Daniel Parker
March 18, 2020

Investor Alert: Ronald James Knight was barred for converting funds from his member firm

March 18, 2020/ Jon Furgison
Investor Alert: Ronald James Knight was barred for converting funds from his member firm

Furgison Law Group is considering potential claims against NYLIFE Securities and Ronald James Knight related to alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Ronald James Knight aka Ramone Knight, Ronald James Knight, Ramone Knight
March 18, 2020

Investor Alert: Jefferey William Dyra was barred for refusing to produce documents and information requested by FINRA

March 18, 2020/ Jon Furgison
Investor Alert: Jefferey William Dyra was barred for refusing to produce documents and information requested by FINRA

Furgison Law Group is considering potential claims against Bankers Life Securities and Jefferey William Dyra related to alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jefferey William Dyra
March 18, 2020

*Investor Alert: Oscar Nunez was barred for for misusing and converting an elderly customer’s funds

March 18, 2020/ Jon Furgison
*Investor Alert: Oscar Nunez was barred for for misusing and converting an elderly customer’s funds

Furgison Law Group is considering potential claims against Reid & Rudinger LLC and Oscar Nunez related to alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Oscar Nunez
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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