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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct

March 19, 2020

Investor Alert: Anthony Pace was suspended and fined $5,000 for failing to supervise

March 19, 2020/ Jon Furgison
Investor Alert: Anthony Pace was suspended and fined $5,000 for failing to supervise

Furgison Law Group is considering potential claims against Joseph Stone Capital LLC and Anthony Pace related to alleged misconduct.

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March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Anthony Pace
March 19, 2020

Investor Alert: Monica Jade Meyer was barred for converting $2,060 from co-worker

March 19, 2020/ Jon Furgison
Investor Alert: Monica Jade Meyer was barred for converting $2,060 from co-worker

Furgison Law Group is considering potential claims against JP Morgan and Monica Jade Meyer related to alleged misconduct.

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March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Monica Jade Meyer
March 19, 2020

Investor Alert: Ramon Esparza was barred for refusing to produce information requested by FINRA

March 19, 2020/ Jon Furgison
Investor Alert: Ramon Esparza was barred for refusing to produce information requested by FINRA

Furgison Law Group is considering potential claims against Mutual of Omaha Investor Services, Inc. and Ramon Esparza related to alleged misconduct.

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March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Ramon Esparza
March 19, 2020

Investor Alert: Gerald Thomas Coyne was barred for refusing on-the-record testimony requested by FINRA

March 19, 2020/ Jon Furgison
Investor Alert: Gerald Thomas Coyne was barred for refusing on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Cuso Financial Services LP and Gerald Thomas Coyne related to alleged misconduct.

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March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Gerald Thomas Coyne
March 19, 2020

Investor Alert: Rachel Lorenzo Tibbie was barred for refusing to provide documents requested by FINRA

March 19, 2020/ Jon Furgison
Investor Alert: Rachel Lorenzo Tibbie was barred for refusing to provide documents requested by FINRA

Furgison Law Group is considering potential claims against LPL Financial and Rachel Lorenzo Tibbie related to alleged misconduct.

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March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Rachel Lorenzo Tibbie
March 19, 2020

Investor Alert: James Daniel D’Meo was barred for failing to provide documents requested by FINRA

March 19, 2020/ Jon Furgison
Investor Alert: James Daniel D’Meo was barred for failing to provide documents requested by FINRA

Furgison Law Group is considering potential claims against Kenneth, Jerome & Co., Inc. and James Daniel D’Meo related to alleged misconduct.

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March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
James Daniel D’Meo
March 19, 2020

Investor Alert: Michael Royce Minghenelli was barred for converting $200

March 19, 2020/ Jon Furgison
Investor Alert: Michael Royce Minghenelli was barred for converting $200

Furgison Law Group is considering potential claims against Merrill Lynch and Michael Royce Minghenelli related to alleged misconduct.

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March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Michael Royce Minghenelli
March 19, 2020

Investor Alert: Roxana Sophia McKinney was barred for failing to appear for on-the-record testimony requested by FINRA

March 19, 2020/ Jon Furgison
Investor Alert: Roxana Sophia McKinney was barred for failing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Roxana Sophia McKinney related to alleged misconduct.

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March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Roxana Sophia McKinney
March 19, 2020

Investor Alert: Cambridge Investment Research, Inc. was censured and fined $150,000 for failing to supervise UITs

March 19, 2020/ Jon Furgison
Investor Alert: Cambridge Investment Research, Inc. was censured and fined $150,000 for failing to supervise UITs

Furgison Law Group is considering potential claims against Cambridge Investment Research, Inc. related to alleged misconduct.

Read More
March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Cambridge Investment Research Inc.
March 19, 2020

Investor Alert: TD Ameritrade, Inc. was censured and fined $250,000 for options trading violations

March 19, 2020/ Jon Furgison
Investor Alert: TD Ameritrade, Inc. was censured and fined $250,000 for options trading violations

Furgison Law Group is considering potential claims against Microventure TD Ameritrade, Inc. related to alleged misconduct.

Read More
March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
TD Ameritrade
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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