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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
  • Firm Profile/
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    • Life Insurance & Annuity Claims
    • Securities Arbitration
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  • Investigations/
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
  • Firm Profile/
  • Practice Areas/
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    • Life Insurance & Annuity Claims
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Firm News


November 07, 2019

Investor Alert: Jeffrey Alan Blutstein was barred from FINRA for refusing to provide documents and information requested by FINRA.

November 07, 2019/ Jon Furgison
Investor Alert: Jeffrey Alan Blutstein was barred from FINRA for refusing to provide documents and information requested by FINRA.

Furgison Law Group is considering potential claims against American Portfolios Financial Services, Inc. related to alleged misconduct by Jeffrey Alan Blutstein.

Read More
November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jeffrey Alan Blutstein, American Portfolios Financial Services Inc.
November 07, 2019

Investor Alert: Brenda Ann Smith was barred from FINRA for misstatements about the financial performance of an investment fund

November 07, 2019/ Jon Furgison
Investor Alert: Brenda Ann Smith was barred from FINRA for misstatements about the financial performance of an investment fund

Furgison Law Group is considering potential claims against CV Brokerage, Inc related to alleged misconduct by Brenda Ann Smith.

Read More
November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Brenda Ann Smith, CV Brokerage Inc
November 07, 2019

Investor Alert: Tina Marie Martinez was barred from FINRA for submitting forged life insurance policies

November 07, 2019/ Jon Furgison
Investor Alert: Tina Marie Martinez was barred from FINRA for submitting forged life insurance policies

Furgison Law Group is considering potential claims against Farmers Financial Solutions, LLC related to alleged misconduct by Tina Marie Martinez.

Read More
November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Tina Marie Martinez
November 07, 2019

Investor Alert: James Thomas Booth was barred from FINRA for stealing customer funds

November 07, 2019/ Jon Furgison
Investor Alert: James Thomas Booth was barred from FINRA for stealing customer funds

Furgison Law Group is considering potential claims against LPL FINANCIAL LLC related to alleged misconduct by James Thomas Booth.

Read More
November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
James Thomas Booth, LPL Financial LLC
November 07, 2019

Investor Alert: Park Avenue Securities LLC was censured failing to supervise mutual fund sales

November 07, 2019/ Jon Furgison
Investor Alert: Park Avenue Securities LLC was censured failing to supervise mutual fund sales

Furgison Law Group is considering potential claims against Park Avenue Securities LLC related to alleged misconduct.

Read More
November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Park Avenue Securities LLC
November 07, 2019

Investor Alert: Western International Securities, Inc was censured and fined $75,000 for failure to supervise mutual fund sales

November 07, 2019/ Jon Furgison
Investor Alert: Western International Securities, Inc was censured and fined $75,000 for failure to supervise mutual fund sales

Furgison Law Group is considering potential claims against Western International Securities, Inc, related to alleged misconduct.

Read More
November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Western International Securities Inc
November 07, 2019

Investor Alert: BNP Paribas Securities Corp was censured and fined $100,000 for failing to report OTC option.

November 07, 2019/ Jon Furgison
Investor Alert: BNP Paribas Securities Corp was censured and fined $100,000 for failing to report OTC option.

Furgison Law Group is considering potential claims against BNP Paribas Securities Corp related to alleged misconduct.

Read More
November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
BNP Paribas Securities Corp
November 07, 2019

Investor Alert: Clearpool Execution Services, LLC was censured and fined $473,000 for failure to supervise

November 07, 2019/ Jon Furgison
Investor Alert: Clearpool Execution Services, LLC was censured and fined $473,000 for failure to supervise

Furgison Law Group is considering potential claims against Clearpool Execution Services, LLC related to alleged misconduct.

Read More
November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Clearpool Execution Services, Clearpool Execution Services LLC
November 07, 2019

Investor Alert: Aegis Capital Corp. was censured and fined $93,125 for failing to file certain documents with FINRA

November 07, 2019/ Jon Furgison
Investor Alert: Aegis Capital Corp. was censured and fined $93,125 for failing to file certain documents with FINRA

Furgison Law Group is considering potential claims against Aegis Capital Corp. related to alleged misconduct by Robert Jay Eide.

Read More
November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Aegis Capital, Robert Jay Eide
November 07, 2019

Investor Alert: Citigroup Global Markets Inc. was censured and fined $55,000 for failing to report options positions

November 07, 2019/ Jon Furgison
Investor Alert: Citigroup Global Markets Inc. was censured and fined $55,000 for failing to report options positions

Furgison Law Group is considering potential claims against Citigroup Global Markets Inc. related to alleged misconduct.

Read More
November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Citigroup Global Markets Inc
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
315 S. Beverly Drive, Suite 315, Beverly Hills, CA 90212
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301 (By appointment only)

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