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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


June 17, 2020

Investor Alert: MML Investors Services, LLC was censured and fined $75,000 for failing to protect customer information

June 17, 2020/ Jon Furgison
Investor Alert: MML Investors Services, LLC was censured and fined $75,000 for failing to protect customer information

Furgison Law Group is considering potential claims against MML Investors Services, LLC. related to its alleged misconduct.

Read More
June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
MML Investors Services LLC
June 17, 2020

Investor Alert: Citigroup Global Markets Inc. was censured and fined $160,000 for failing to transmit ROEs to OATS

June 17, 2020/ Jon Furgison
Investor Alert: Citigroup Global Markets Inc. was censured and fined $160,000 for failing to transmit ROEs to OATS

Furgison Law Group is considering potential claims against Citigroup Global Markets Inc. related to its alleged misconduct.

Read More
June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Citigroup Global Markets Inc.
May 22, 2020

Investor Alert: Bay Crest Partners, LLC was censured and fined $67,000 for failing to register its CCO

May 22, 2020/ Jon Furgison
Investor Alert: Bay Crest Partners, LLC was censured and fined $67,000 for failing to register its CCO

Furgison Law Group is considering potential claims against Bay Crest Partners, LLC related to its alleged misconduct.

Read More
May 22, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Bay Crest Partners LLC
May 22, 2020

Investor Alert: GFI Securities LLC was censured and fined $50,000 for failing to supervise

May 22, 2020/ Jon Furgison
Investor Alert: GFI Securities LLC was censured and fined $50,000 for failing to supervise

Furgison Law Group is considering potential claims against GFI Securities LLC related to its alleged misconduct.

Read More
May 22, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
GFI Securities LLC
May 22, 2020

Investor Alert: John Fletcher was fined $7,500 and suspended for failing to supervise

May 22, 2020/ Jon Furgison
Investor Alert: John Fletcher was fined $7,500 and suspended for failing to supervise

Furgison Law Group is considering potential claims against Pluris Capital Group, Inc. related to alleged misconduct by John Fletcher.

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May 22, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
John Fletcher, Pluris Capital Group Inc
April 25, 2020

Investor Alert: Terrence Edward Bonk was fined $10,000 and suspended for borrowing $8,000 from a customer

April 25, 2020/ Jon Furgison
Investor Alert: Terrence Edward Bonk was fined $10,000 and suspended for borrowing $8,000 from a customer

Furgison Law Group is considering potential claims against FELTL & COMPANY related to alleged misconduct by Terrence Edward Bonk.

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April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Terrence Edward Bonk, FELTL & COMPANY
April 25, 2020

Investor Alert: Gustavo Alberto Trujillo Franco was named in FINRA complaint for failing to appear for on-the-record testimony

April 25, 2020/ Jon Furgison
Investor Alert: Gustavo Alberto Trujillo Franco was named in FINRA complaint for failing to appear for on-the-record testimony

Furgison Law Group is considering potential claims against GLOBAL STRATEGIC INVESTMENTS, LLC related to alleged misconduct by Gustavo Alberto Trujillo Franco.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Gustavo Alberto Trujillo Franco, GLOBAL STRATEGIC INVESTMENTS LLC
April 25, 2020

Investor Alert: Robert Juan Escobio was barred for failing to comply with FINRA’s requests

April 25, 2020/ Jon Furgison
Investor Alert: Robert Juan Escobio was barred for failing to comply with FINRA’s requests

Furgison Law Group is considering potential claims against SOUTHERN TRUST SECURITIES, INC. related to alleged misconduct by Robert Juan Escobio.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Juan Escobio, SOUTHERN TRUST SECURITIES INC.
April 25, 2020

Investor Alert: Jody Ethan Thompson was suspended for unsuitable recommendations

April 25, 2020/ Jon Furgison
Investor Alert: Jody Ethan Thompson was suspended for unsuitable recommendations

Furgison Law Group is considering potential claims against ALEXANDER CAPITAL, L.P. related to alleged misconduct by Jody Ethan Thompson.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jody Ethan Thompson, ALEXANDER CAPITAL L.P.
April 25, 2020

Investor Alert: Matthew Duane Sibley was fined $7,500 and suspended for negligent misrepresentation

April 25, 2020/ Jon Furgison
Investor Alert: Matthew Duane Sibley was fined $7,500 and suspended for negligent misrepresentation

Furgison Law Group is considering potential claims against MULTI-BANK SECURITIES, INC. related to alleged misconduct by Matthew Duane Sibley.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Matthew Duane Sibley, MULTI-BANK SECURITIES INC.
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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