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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct

June 17, 2020

Investor Alert: Dana Bruce Vietor was barred for selling unapproved promissory notes

June 17, 2020/ Jon Furgison
Investor Alert: Dana Bruce Vietor was barred for selling unapproved promissory notes

Furgison Law Group is considering potential claims against CFD INVESTMENTS, INC. related to alleged misconduct by Dana Bruce Vietor.

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June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Dana Bruce Vietor, CFD INVESTMENTS INC.
June 17, 2020

Investor Alert: Rodney Robert Welsh Jr. was barred for refusing to appear for on-the-record testimony requested by FINRA

June 17, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against METLIFE INVESTORS DISTRIBUTION COMPANY  related to alleged misconduct by Rodney Robert Welsh Jr. .

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June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Rodney Robert Welsh Jr., METLIFE INVESTORS DISTRIBUTION COMPANY
June 17, 2020

Investor Alert: James Blake Daughtry was barred for refusing to appear for on-the-record testimony requested by FINRA

June 17, 2020/ Jon Furgison
Investor Alert: James Blake Daughtry was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against KESTRA INVESTMENT SERVICES, LLC related to alleged misconduct by James Blake Daughtry.

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June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
James Blake Daughtry, KESTRA INVESTMENT SERVICES LLC
June 17, 2020

Investor Alert: David Lance Hall was barred for refusing to produce documents and information requested by FINRA

June 17, 2020/ Jon Furgison
Investor Alert: David Lance Hall was barred for refusing to produce documents and information requested by FINRA

Furgison Law Group is considering potential claims against STATE FARM VP MANAGEMENT CORP. related to alleged misconduct by David Lance Hall.

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June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
David Lance Hall, STATE FARM VP MANAGEMENT CORP.
June 17, 2020

Investor Alert: Daniel Joseph Arcuri Jr. was barred for failing to appear for and provide on-the-record testimony requested by FINRA

June 17, 2020/ Jon Furgison
Investor Alert: Daniel Joseph Arcuri Jr. was barred for failing to appear for and provide on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against THRIVENT INVESTMENT MANAGEMENT INC. related to alleged misconduct by Daniel Joseph Arcuri Jr.

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June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Daniel Joseph Arcuri Jr., THRIVENT INVESTMENT MANAGEMENT INC.
June 17, 2020

Investor Alert: Andre Pierre Davis was barred for refusing to produce information requested by FINRA

June 17, 2020/ Jon Furgison
Investor Alert: Andre Pierre Davis was barred for refusing to produce information requested by FINRA

Furgison Law Group is considering potential claims against PAULSON INVESTMENT COMPANY LLC related to alleged misconduct by Andre Pierre Davis.

Read More
June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Andre Pierre Davis, PAULSON INVESTMENT COMPANY LLC
June 17, 2020

Investor Alert: Louis Cook was barred for intentional misrepresentations to customers

June 17, 2020/ Jon Furgison
Investor Alert: Louis Cook was barred for intentional misrepresentations to customers

Furgison Law Group is considering potential claims against SECURITIES SERVICE NETWORK, LLC related to alleged misconduct by Louis Cook.

Read More
June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
SECURITIES SERVICE NETWORK LLC, Louis Cook
June 17, 2020

Investor Alert: Arive Capital Markets was censured and fined $45,000 for failing to develop and implement anti-money laundering program

June 17, 2020/ Jon Furgison
Investor Alert: Arive Capital Markets was censured and fined $45,000 for failing to develop and implement anti-money laundering program

Furgison Law Group is considering potential claims against Arive Capital Markets related to alleged misconduct.

Read More
June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Arive Capital Markets
June 17, 2020

Investor Alert: Morgan Stanley Smith Barney LLC was censured and fined $300,000 for failing to timely report fixed income transactions

June 17, 2020/ Jon Furgison
Investor Alert: Morgan Stanley Smith Barney LLC was censured and fined $300,000 for failing to timely report fixed income transactions

Furgison Law Group is considering potential claims against Morgan Stanley Smith Barney LLC related to its alleged misconduct.

Read More
June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Morgan Stanley Smith Barney LLC
June 17, 2020

Investor Alert: First Manhattan Co was censured and fined $100,000 for failing to purchase municipal securities at prevailing prices

June 17, 2020/ Jon Furgison
Investor Alert: First Manhattan Co was censured and fined $100,000 for failing to purchase municipal securities at prevailing prices

Furgison Law Group is considering potential claims against First Manhattan Co. related to alleged misconduct.

Read More
June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
First Manhattan Co
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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