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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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Firm News


November 07, 2019

FLG filed another FINRA claim against Moloney Securities Co., Inc., for sale of GPB and ZAPGO by Jeffrey Cohen

November 07, 2019/ Jon Furgison
FLG filed another FINRA claim against Moloney Securities Co., Inc., for sale of GPB and ZAPGO by Jeffrey Cohen

The securities fraud lawyers at Furgison Law Group are investigating claims against Moloney Securities related to the sale of GPB and ZAPGO investments by Jeffrey Cohen.

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November 07, 2019/ Jon Furgison/
FINRA Claim Filed
Jeffrey Cohen, Moloney Securities
November 07, 2019

FLG filed FINRA claim against Moloney Securities Co., Inc., for sale of GPB and TEI by Jeffrey Cohen

November 07, 2019/ Jon Furgison
FLG filed FINRA claim against Moloney Securities Co., Inc., for sale of GPB and TEI by Jeffrey Cohen

The securities fraud lawyers at Furgison Law Group are investigating claims against Moloney Securities related to the sale of GPB and TEI investments by Jeffrey Cohen.

Read More
November 07, 2019/ Jon Furgison/
FINRA Claim Filed
Jeffrey Cohen, Moloney Securities
November 07, 2019

Investor Alert: Fortino R. Rivera was barred from FINRA for providing false information to FINRA

November 07, 2019/ Jon Furgison
Investor Alert: Fortino R. Rivera was barred from FINRA for providing false information to FINRA

Furgison Law Group is considering potential claims against Centaurus Financial, Inc. related to alleged misconduct by Fortino R. Rivera.

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November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Fortino R. Rivera, Centaurus Financial Inc.
November 07, 2019

Investor Alert: Cynthia Jones was barred from FINRA for refusing to provide on-the-record testimony requested by FINRA

November 07, 2019/ Jon Furgison
Investor Alert: Cynthia Jones was barred from FINRA for refusing to provide on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Fidelity Brokerage Services, LLC related to alleged misconduct by Cynthia Rice Jones.

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November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Cynthia Rice Jones, Fidelity Brokerage Services LLC
November 07, 2019

Investor Alert: Ernie Garcia was barred from FINRA for refusing to provide documents, information and on-the-record testimony requested by FINRA

November 07, 2019/ Jon Furgison
Investor Alert: Ernie Garcia was barred from FINRA for refusing to provide documents, information and on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Fidelity Brokerage Services, LLC related to alleged misconduct by Ernie Garcia.

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November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Ernie Garcia, Fidelity Brokerage Services LLC
November 07, 2019

*Investor Alert: Robert Montes was barred from FINRA for refusing to provide documents and information requested by FINRA

November 07, 2019/ Jon Furgison
*Investor Alert: Robert Montes was barred from FINRA for refusing to provide documents and information requested by FINRA

Furgison Law Group is considering potential claims against Morgan Stanley related to alleged misconduct by Robert Frederico Montes.

Read More
November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Robert Frederico Montes, Morgan Stanley
November 07, 2019

Investor Alert: Joseph Scott Eckhoff was barred from FINRA for failing to provide documents and information requested by FINRA

November 07, 2019/ Jon Furgison
Investor Alert: Joseph Scott Eckhoff was barred from FINRA for failing to provide documents and information requested by FINRA

Furgison Law Group is considering potential claims against Farmers Financial Solutions, LLC related to alleged misconduct by Joseph Scott Eckhoff.

Read More
November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Joseph Scott Eckhoff, Farmers Financial Solutions LLC
November 07, 2019

Investor Alert: Thomas Marino was barred from FINRA for refusing to provide documents and information requested by FINRA.

November 07, 2019/ Jon Furgison
Investor Alert: Thomas Marino was barred from FINRA for refusing to provide documents and information requested by FINRA.

Furgison Law Group is considering potential claims against R.M. Stark & Co., Inc. related to alleged misconduct by Thomas John Marino.

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November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Thomas John Marino
November 07, 2019

Investor Alert: Roman Alejandro Corona was barred from FINRA for refusing to appear for on-the-record testimony requested by FINRA.

November 07, 2019/ Jon Furgison
Investor Alert: Roman Alejandro Corona was barred from FINRA for refusing to appear for on-the-record testimony requested by FINRA.

Furgison Law Group is considering potential claims against J.P. Morgan Securities LLC related to alleged misconduct by Roman Alejandro Corona.

Read More
November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Roman Alejandro Corona, J.P. Morgan Securities LLC
November 07, 2019

Investor Alert: Michael Richard Mackay was barred from FINRA for failing to respond to FINRA’s request for documents and information.

November 07, 2019/ Jon Furgison
Investor Alert: Michael Richard Mackay was barred from FINRA for failing to respond to FINRA’s request for documents and information.

Furgison Law Group is considering potential claims against Transmerica Financial Advisors, Inc. related to alleged misconduct by Michael Richard Mackay.

Read More
November 07, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Michael Richard Mackay, Transmerica Financial Advisors Inc
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
315 S. Beverly Drive, Suite 315, Beverly Hills, CA 90212
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301 (By appointment only)

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