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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
  • Firm Profile/
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Firm News


March 17, 2020

Investor Alert: Jollene Jill Austin was fine $5,000 and suspended for borrowing a total of $665,000 from a customer

March 17, 2020/ Jon Furgison
Investor Alert: Jollene Jill Austin was fine $5,000 and suspended for borrowing a total of $665,000 from a customer

Furgison Law Group is considering potential claims against Jollene Jill Austin related to alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jollene Jill Austin
March 17, 2020

Investor Alert: Mengxuan Zhang was fine $5,000 and suspended for falsifying customer signature

March 17, 2020/ Jon Furgison
Investor Alert: Mengxuan Zhang was fine $5,000 and suspended for falsifying customer signature

Furgison Law Group is considering potential claims against Cetera Investment Services LLC and Mengxuan Zhang related to her alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Mengxuan Zhang
March 17, 2020

Investor Alert: Ken Kavanagh was fine $25,000 and suspended for engaging in outside business activities

March 17, 2020/ Jon Furgison
Investor Alert: Ken Kavanagh was fine $25,000 and suspended for engaging in outside business activities

Furgison Law Group is considering potential claims against Morgan Stanley and Ken Kavanagh related to alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
March 17, 2020

Investor Alert: Elizabeth Stockwell was fined $5,000 and suspended for impersonating a customer on telephone calls

March 17, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against Independent Financial Group, LLC, LPL Financial LLC and Elizabeth Stockwell related to her alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Elizabeth Stockwell
March 17, 2020

Investor Alert: Damien Berkowicz was fine $5,000 and suspended for failing to amend his Form U4

March 17, 2020/ Jon Furgison
Investor Alert: Damien Berkowicz was  fine $5,000 and suspended for failing to amend his Form U4

Furgison Law Group is considering potential claims against National Securities Corporation and Damien Berkowicz related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Damien Berkowicz
March 17, 2020

Investor Alert: Lori Sullivan Antolovic was suspended and fined $7,500 for failing to confirm an individual's authority

March 17, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against Raymond James & Associates Inc., and Lori Sullivan Antolovic related to her alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Lori Sullivan Antolovic
March 17, 2020

Investor Alert: Matthew David Albers was suspended and fined $5,000 for exercising discretionary trading authority on behalf of his customers

March 17, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against Paulson Investment Company LLC and Matthew David Albers related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Matthew David Albers
March 17, 2020

Investor Alert: Gerald Lee Brodsky was barred for providing incomplete response to FINRA’s request for documents and information

March 17, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against Dinosaur Financial Group, LLC, Emerald Point Capital LLC and Gerald Lee Brodsky related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Gerald Lee Brodsky
March 17, 2020

Investor Alert: Lawrence James Rizer was barred for converted $1,979 from the NAIFA which he was serving as president of a local chapter

March 17, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against NYLIFE Securities LLC, MML Investors Services, LLC, and Lawrence James Rizer related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Lawrence James Rizer
March 17, 2020

Investor Alert: Craig Anthony Zabala was barred for failing to provide documents and information requested by FINRA

March 17, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against John W. Loofbourrow Associates Inc., and Craig Anthony Zabala related to his alleged misconduct.

Read More
March 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Craig Anthony Zabala
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
315 S. Beverly Drive, Suite 315, Beverly Hills, CA 90212
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301 (By appointment only)

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