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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
  • Firm Profile/
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    • Overview
    • Life Insurance & Annuity Claims
    • Securities Arbitration
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  • Investigations/
  • FAQ/
  • Contact Us/
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
  • Firm Profile/
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    • Life Insurance & Annuity Claims
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Firm News


March 18, 2020

Investor Alert: Joseph Hersey Pratt was barred for misusing the confidential information obtained from insiders at a public biopharmaceutical company

March 18, 2020/ Jon Furgison
Investor Alert: Joseph Hersey Pratt was barred for misusing the confidential information obtained from insiders at a public biopharmaceutical company

Furgison Law Group is considering potential claims against Stifel Nicolaus & Co., Wells Fargo and Joseph Pratt related to his alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Joseph Hersey Pratt
March 18, 2020

Investor Alert: Kevin Scott Gunnip was barred for refusing to appear for on-the-record testimony requested by FINRA

March 18, 2020/ Jon Furgison
Investor Alert: Kevin Scott Gunnip was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Morgan Stanley and Kevin Scott Gunnip related to his alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Kevin Scott Gunnip
March 18, 2020

Investor Alert: Donald Edward Teboe was barred for refusing to appear for on-the-record testimony requested by FINRA

March 18, 2020/ Jon Furgison
Investor Alert: Donald Edward Teboe was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Cantella & Co., Inc. and Donald Teboe related to his alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Donald Edward Teboe
March 18, 2020

Investor Alert: Whitney Simon was barred for refusing to appear for on-the-record testimony requested by FINRA

March 18, 2020/ Jon Furgison
Investor Alert:  Whitney Simon was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Merrill Lynch and Whitney Simon related to his alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Whitney Simon
March 18, 2020

Investor Alert: Thomas Stappas was barred for refusing to provide documents and information requested by FINRA

March 18, 2020/ Jon Furgison
Investor Alert: Thomas Stappas was barred for refusing to provide documents and information requested by FINRA

Furgison Law Group is considering potential claims against Summit Equities Inc. and Thomas Stappas related to his alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Thomas Stappas
March 18, 2020

Investor Alert: Clayton Holman Wertz was barred for creating false account statements for a customer

March 18, 2020/ Jon Furgison
Investor Alert: Clayton Holman Wertz was barred for creating false account statements for a customer

Furgison Law Group is considering potential claims against First Canterbury Securities, Inc., First Financial Equity Corporation, Aspen Equity Partners and Clayton Holman Wertz related to his alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Clayton Holman Wertz
March 18, 2020

Investor Alert: Heather Joy Baker was barred for refusing to appear for on-the-record testimony requested by FINRA

March 18, 2020/ Jon Furgison
Investor Alert: Heather Joy Baker was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against PNC Investments and Heather Joy Baker related to her alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Heather Joy Baker
March 18, 2020

Investor Alert: Jack David Stone was refusing to appear for on-the-record testimony requested by FINRA

March 18, 2020/ Jon Furgison
Investor Alert: Jack David Stone was  refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Forest Securities Inc. and Jack David Stone related to his alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jack David Stone
March 18, 2020

Investor Alert: Apostolos Nicolas Pitsironis was barred for converting $411,000 in customer funds

March 18, 2020/ Jon Furgison
Investor Alert: Apostolos Nicolas Pitsironis was barred for converting $411,000 in customer funds

Furgison Law Group is considering potential claims against Janney Montgomery Scott, Wells Fargo and Apostolos Nicolas Pitsironis related to his alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Apostolos Nicolas Pitsironis
March 18, 2020

Investor Alert: Michael Barry Carter was barred for failing to provide documents and information requested by FINRA

March 18, 2020/ Jon Furgison
Investor Alert: Michael Barry Carter was barred for failing to provide documents and information requested by FINRA

Furgison Law Group is considering potential claims against Morgan Stanley and Michael Barry Carter related to his alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Michael Barry Carter
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
315 S. Beverly Drive, Suite 315, Beverly Hills, CA 90212
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301 (By appointment only)

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