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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


November 10, 2023

Investor Alert: Axiom Capital Management, Inc. was censured and fined $37,500 for allowing investor funds to be escrowed in an account

November 10, 2023/ Jon Furgison
Investor Alert: Axiom Capital Management, Inc. was censured and fined $37,500 for allowing investor funds to be escrowed in an account

Furgison Law Group is considering potential claims against Axiom Capital Management, Inc. related to its alleged misconduct.

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November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Axiom Capital Management Inc.
November 10, 2023

Investor Alert: Thomas Maroun Hakim was barred for failing to provide information and documents requested by FINRA

November 10, 2023/ Jon Furgison
Investor Alert: Thomas Maroun Hakim was barred for failing to provide information and documents requested by FINRA

Furgison Law Group is considering potential claims against G. A. REPPLE & COMPANY related to alleged misconduct by Thomas Maroun Hakim.

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November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Thomas Maroun Hakim, G. A. REPPLE & COMPANY
November 10, 2023

Investor Alert: Bryce Patrick Jenney was barred for failing to produce documents and to appear requested by FINRA

November 10, 2023/ Jon Furgison
Investor Alert: Bryce Patrick Jenney was barred for failing to produce documents and to appear requested by FINRA

Furgison Law Group is considering potential claims against RAYMOND JAMES & ASSOCIATES, INC. related to alleged misconduct by Bryce Patrick Jenney.

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November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Bryce Patrick Jenney, RAYMOND JAMES & ASSOCIATES INC.
November 10, 2023

Investor Alert: Arthur Stewart Hoffman was barred for failing to provide documents and information requested by FINRA

November 10, 2023/ Jon Furgison
Investor Alert: Arthur Stewart Hoffman was barred for failing to provide documents and information requested by FINRA

Furgison Law Group is considering potential claims against AMERIPRISE FINANCIAL SERVICES, LLC related to alleged misconduct by Arthur Stewart Hoffman.

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November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Arthur Stewart Hoffman, AMERIPRISE FINANCIAL SERVICES LLC
November 10, 2023

Investor Alert: Timothy Bernard Cooney was barred for failing to produce documents and information requested by FINRA

November 10, 2023/ Jon Furgison
Investor Alert: Timothy Bernard Cooney was barred  for failing to produce documents and information requested by FINRA

Furgison Law Group is considering potential claims against ALLSTATE FINANCIAL SERVICES, LLC related to alleged misconduct by Timothy Bernard Cooney.

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November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Timothy Bernard Cooney, ALLSTATE FINANCIAL SERVICES LLC
November 10, 2023

Investor Alert: Dennis James Murphy was barred for refusing to provide on-the-record testimony requested by FINRA

November 10, 2023/ Jon Furgison
Investor Alert: Dennis James Murphy was barred for refusing to provide on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against MONMOUTH CAPITAL MANAGEMENT LLC related to alleged misconduct by Dennis James Murphy.

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November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Dennis James Murphy, MONMOUTH CAPITAL MANAGEMENT LLC
November 10, 2023

Investor Alert: Leonard Charles Kinsman was barred for refusing to appear for on-the-record testimony requested by FINRA

November 10, 2023/ Jon Furgison
Investor Alert: Leonard Charles Kinsman was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC related to alleged misconduct by Leonard Charles Kinsman.

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November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Leonard Charles Kinsman, WELLS FARGO ADVISORS FINANCIAL NETWORK LLC
November 10, 2023

Investor Alert: Martin Joseph Noonan Jr. was barred for refusing to produce information or documents requested by FINRA

November 10, 2023/ Jon Furgison
Investor Alert: Martin Joseph Noonan Jr. was barred for refusing to produce information or documents requested by FINRA

Furgison Law Group is considering potential claims against BMA SECURITIES, LLC related to alleged misconduct by Martin Joseph Noonan Jr..

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Martin Joseph Noonan Jr., BMA SECURITIES LLC
November 10, 2023

Investor Alert: John Grifonetti was barred, suspended and fined $75,000 for failing to establish and maintain a reasonably designed supervisory system

November 10, 2023/ Jon Furgison
Investor Alert: John Grifonetti was barred, suspended and  fined $75,000 for failing to establish and maintain a reasonably designed supervisory system

Furgison Law Group is considering potential claims against BARDOWN CAPITAL LLC related to alleged misconduct by John Grifonetti.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
John Grifonetti, BARDOWN CAPITAL LLC
November 10, 2023

Investor Alert: Douglas Arthur Sanzone was barred for failing to establish and maintain a reasonably designed supervisory system

November 10, 2023/ Jon Furgison
Investor Alert: Douglas Arthur Sanzone was barred for failing to establish and maintain a reasonably designed supervisory system

Furgison Law Group is considering potential claims against BARDOWN CAPITAL LLC related to alleged misconduct by Douglas Arthur Sanzone.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Douglas Arthur Sanzone, BARDOWN CAPITAL LLC
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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