Recover your investment losses through a securities arbitration
Our securities arbitration law firm represents institutional and individual investors nationwide who have lost a substantial portion of their retirement savings or other assets as a result of investment fraud, federal securities law violations, Ponzi schemes, broker misconduct, unsuitable investment recommendations and abusive practices by financial institutions. We represent securities investors in their disputes with their investment advisers or brokerage firms. Our arbitration attorneys have successfully represented hundreds of investors in broker dispute cases against large and small investment firms. We also have extensive experience working on the opposite side, defending the brokerage firms and financial advisers. We now use our knowledge of how the other side operates to get the best possible results for our clients.
Each lawyer and staff member of our firm is devoted to assisting investors to recover losses caused by fraud, misrepresentation, omissions of material facts, breach of fiduciary duty, conflicts of interest, self-dealing, unauthorized trades, selling away, unsuitability, over-concentration, or other wrongful acts, whether intentional or negligent. Whether in state or federal court, or in arbitration proceedings in FINRA or the American Arbitration Association ("AAA"), Furgison Law Group helps investors recover their investment losses.
How FLG can help
When investors open a new account with a brokerage firm, the firms require the customers to sign New Account Forms which usually include a mandatory arbitration clause, that requires all disputes between the customer and the firm or financial adviser to be submitted to binding arbitration with the Dispute Resolution forum of the Financial Industry Regulatory Authority ("FINRA ").
The rules that control a FINRA arbitration are much different from those in state or federal court. Therefore, it is critical that investors choose a securities attorney that has extensive experience with the rules and procedures of the FINRA arbitration forum.
Don't let brokerage firms get away with loosing your hard earned money. If you suspect any broker misconduct, please contact us. We can investigate your potential claim and advise you about your rights under the applicable law. Contact us today for a Free Case Evaluation. We will tell you if you have a case worth pursuing.
Additional Resources:
Financial Industry Regulatory Authority
Securities and Exchange Commission