FINRA barred Fred Leander White, Jr. from association with any FINRA member in any capacity.
/Furgison Law Group investigates claims against Fred Leander White Jr.
The securities fraud lawyers at Furgison Law Group are currently investigating claims against Fred Leander White, Jr., and Country Capital Management Company. The arbitration specialists at Furgison Law Group are investigating claims involving allegations of breach of fiduciary duty, failure to supervise, misrepresentations, omissions of material facts, conflict of interests, violations of state and federal securities laws, along with other broker misconduct.
FINRA barred Fred Leander White, Jr. from securities industry
FINRA barred Fred Leander White Jr. (CRD #1243418, Opelika, Alabama) from association with any FINRA member in any capacity. White consented to the sanction and to the entry of findings that he wrote fictitious non-variable life insurance policies for clients that did not exist in order to meet production goals with his member firm’s affiliated insurance company. The findings stated that White fabricated customer information on the policy applications and listed himself as the policy owner, payor and grandfather to the insured for the policies. White paid the first premium for the policies using personal checks and received commission payments for each policy. After cancelling all of the policies, which had not already lapsed, the insurance company refunded the premium payments to White less the commissions that he had been paid. (FINRA Case #2015046720901)
Investors Have the Right to Recover Their Losses
When investments are sold by brokerage firms licensed by FINRA, they are subject to the laws that FINRA enforces. The brokerage firms are responsible for ensuring that their brokers are trading fairly, ethically and in the best interest of their clients. Ideally, they would accomplish this through careful supervision. Unfortunately, too often this supervision has been inadequate to fully protect investors. If you purchased any investments through a representative of a registered brokerage firm and suffered loses through negligence or fraud, it immediately puts the brokerage firm at fault for failing to supervise their broker. FINRA law then dictates that you can hold the firm legally liable to recover your damages.
Can I recover my investment losses?
If you lost a substantial portion of your retirement savings or other assets as a result of investments purchased through Fred Leander White, Jr., and Country Capital Management Company, please contact us immediately. Our investment fraud lawyers have recovered millions of dollars from the largest banks, insurance companies and brokerage firms in the world on behalf of investment fraud victims. You may have certain legal rights that require your immediate attention. Time is of the essence in these claims. The sooner you act, the greater your chances of recovering your investment losses. Don't wait. Contact us TODAY for a FREE Consultation and case evaluation. We will tell you if you have a viable claim worth pursuing.