Investor Alert: LJM Preservation and Growth Fund - Recover Your Investment Losses

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Furgison Law Group is taking cases against financial advisors that sold LJM Preservation and Growth Fund - LJMIX

Matthew Martin Howley

The securities fraud lawyers at Furgison Law Group are currently investigating claims against financial advisors, Registered Investment Advisors (RIA’s) and Broker-Dealers that sold various LJM Preservation and Growth Fund products. The arbitration attorneys at Furgison Law Group are investigating claims of fraud, breach of fiduciary duty, failure to supervise, misrepresentations, omissions of material facts, conflict of interests, violations of state and federal securities laws, along with other broker misconduct. The claims relate to investments with LJM Partners Ltd., LJM Funds Management, Ltd., Anthony Caine and associated funds in California and other states across the country.

LJM sold mutual fund investments with exposure to volatility futures contracts (VIX futures), through the following funds: 

  • LJM Preservation and Growth Fund;

  • Class A LJMAX;

  • Class C LJMCX; and

  • Class I LJMIX.

Investors Have the Right to Recover Their Losses

When investments are sold by brokerage firms licensed by FINRA, they are subject to the laws that FINRA enforces. The brokerage firms are responsible for ensuring that their brokers are trading fairly, ethically and in the best interest of their clients. Ideally, they would accomplish this through careful supervision. Unfortunately, too often this supervision has been inadequate to fully protect investors. If you purchased any investments through a representative of a registered brokerage firm or an unlicensed salesperson and suffered losses through negligence or fraud, it immediately puts the brokerage firm at fault for failing to supervise their broker. Securities law then dictates that you can hold the firm legally liable to recover your damages.

Can I recover my investment losses?

If you lost money as a result of any LJM investments purchased through a financial advisor or broker-dealer, please contact us immediately. Our investment fraud lawyers have recovered millions of dollars from the largest banks, insurance companies and brokerage firms in the world on behalf of investment fraud victims. You may have certain legal rights that require your immediate attention. Time is of the essence in these claims. The sooner you act, the greater your chances of recovering your investment losses. Don't wait. Contact us TODAY for a FREE Consultation and case evaluation. We will tell you if you have a viable claim worth pursuing.