Investor Alert: FLG is investigating claims against Woodbury Financial for sale of GPB by Daryl Serizawa

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Furgison Law Group is investigating claims against Woodbury Financial related to GPB Automotive and other GPB limited partnerships

Jeff Cohen GPB

The securities fraud lawyers at Furgison Law Group are currently investigating claims against Woodbury Financial Services, Inc., (CRD # 421) related to investment recommendations made by Daryl Tomobu Serizawa (CRD# 2293939) of Irvine, California. Our investment fraud attorneys are investigating allegations of breach of fiduciary duty, unsuitable investment recommendations, failure to supervise, misrepresentations, omissions of material facts, conflict of interests, violations of state and federal securities laws, along with other broker misconduct related to the following GPB and other investment products:

  • GPB Holdings I, LP

  • GPB Holdings II, LP

  • GPB Cold Storage, LP

  • GPB Automotive Portfolio, LP

  • GPB Waste Management, LP

  • GPB NYC Development, LP

Previous Allegations of Misconduct

Daryl Serizawa’s FINRA BrokerCheck Report lists two (2) other customer complaints involving similar allegations of misconduct by Daryl Serizawa. According to the BrokerCheck Report, Serizawa claims the two customer complaints were from the same customer. The first case was settled for a substantial sum.

These types of complaints are serious red flags that evidence a pattern of unsuitable investment recommendations in order to generate commissions and income for themselves, at the expense of their clients.

Investors Have the Right to Recover Their Losses

When investments are sold by brokerage firms licensed by FINRA, they are subject to the laws that FINRA enforces. The brokerage firms are responsible for ensuring that their brokers are trading fairly, ethically and in the best interest of their clients. Ideally, they would accomplish this through careful supervision. Unfortunately, too often this supervision has been inadequate to fully protect investors. If you purchased any investments through a representative of a registered brokerage firm and suffered losses through negligence or fraud, it immediately puts the brokerage firm at fault for failing to supervise their broker. FINRA law then dictates that you can hold the firm legally liable to recover your damages.

Can I recover my investment losses?

If you lost a substantial portion of your retirement savings or other assets as a result of investments purchased through Daryl Serizawa or Woodbury Financial, please contact us immediately. Our investment fraud lawyers have recovered millions of dollars from the largest banks, insurance companies and brokerage firms in the world on behalf of investment fraud victims. You may have certain legal rights that require your immediate attention. Time is of the essence in these claims. The sooner you act, the greater your chances of recovering your investment losses. Don't wait. Contact us TODAY for a FREE Consultation and case evaluation. We will tell you if you have a viable claim worth pursuing.