FINRA assessed Andrew Clinton LeGros a deferred fine of $15,000 and suspended him for three months.
/The securities fraud lawyers at Furgison Law Group are currently investigating claims against Andrew Clinton LeGros, Wells Fargo Advisors, LLC and Stifel, Nicolaus & Company. The arbitration specialists at Furgison Law Group are investigating claims involving allegations of breach of fiduciary duty, failure to supervise, misrepresentations, omissions of material facts, conflict of interests, violations of state and federal securities laws, along with other broker misconduct.
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