November 10, 2023

Investor Alert: Adrienne Jaime Mak was named in a complaint for failing to respond to FINRA’s requests

November 10, 2023/ Jon Furgison

Furgison Law Group is considering potential claims against J.P. MORGAN SECURITIES LLC related to alleged misconduct by Adrienne Jaime Mak.

November 10, 2023

Investor Alert: David Austin was barred for converting approximately $144,000 from three customers

November 10, 2023/ Jon Furgison

Furgison Law Group is considering potential claims against J.P. MORGAN SECURITIES LLC related to alleged misconduct by David Austin.

July 03, 2020

Investor Alert: Steven Jun Lu was barred for entering into a power of attorney for elderly client

July 03, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against J.P. MORGAN SECURITIES LLC related to alleged misconduct by Steven Jun Lu.

March 23, 2020

Investor Alert: Keith Trevor Rich was suspended and fined $5,000 for engaging in an outside business activity

March 23, 2020/ Jon Furgison

Furgison Law Group is considering potential claims against J.P. MORGAN SECURITIES LLC, EDWARD JONES, CAMBRIDGE INVESTMENT RESEARCH, INC., and PFS INVESTMENTS INC., related to alleged misconduct by Keith Trevor Rich.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions.

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty.

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC (310) 356-6890
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct