FINRA fined James Jeffery Nixon $15,000 and suspended him for three months for selling away

FINRA fined James Jeffery Nixon $15,000 and suspended him for three months for selling away

The securities fraud lawyers at Furgison Law Group are currently investigating claims against James Jeffery Nixon, Source Capital Group, Inc., and Bridge Capital Associates, Inc. The arbitration specialists at Furgison Law Group are investigating claims involving allegations of selling away, breach of fiduciary duty, failure to supervise, misrepresentations, omissions of material facts, conflict of interests, violations of state and federal securities laws, along with other broker misconduct.

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