FINRA assessed a deferred fine of $5,000 and suspended James P. Hilty, Jr., for 45 days.
/The securities fraud lawyers at Furgison Law Group are currently investigating claims against James P. Hilty, Jr., and Edward Jones. The arbitration specialists at Furgison Law Group are investigating claims involving allegations of unauthorized trading, breach of fiduciary duty, failure to supervise, misrepresentations, omissions of material facts, conflict of interests, violations of state and federal securities laws, along with other broker misconduct.
Read More