FINRA assessed Katherine Farber Lapidoth a fine of $15,000 and suspended her for two years

FINRA assessed Katherine Farber Lapidoth a fine of $15,000 and suspended her for two years

The securities fraud lawyers at Furgison Law Group are currently investigating claims against Katherine Farber Lapidoth, Wells Fargo Advisors, LLC and Morgan Stanley Smith Barney. The arbitration specialists at Furgison Law Group are investigating claims involving allegations of breach of fiduciary duty, failure to supervise, misrepresentations, omissions of material facts, conflict of interests, violations of state and federal securities laws, along with other broker misconduct.

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