FINRA censures and fines Key Investment Services LLC $100,000 for failure to apply sales charge discounts

FINRA censures and fines Key Investment Services LLC $100,000 for failure to apply sales charge discounts

The securities fraud lawyers at Furgison Law Group are currently investigating claims against Key Investment Services LLC, related to Unit Investment Trust (UTI) investments. The arbitration specialists at Furgison Law Group are investigating claims involving allegations of breach of fiduciary duty, failure to supervise, misrepresentations, omissions of material facts, conflict of interests, violations of state and federal securities laws, along with other broker misconduct.

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