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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


November 10, 2023

Investor Alert: FLG is investigating claims against IFG for unsuitable investments sold by Cindy Couyoumjian

November 10, 2023/ Jon Furgison
Investor Alert: FLG is investigating claims against IFG for unsuitable investments sold by Cindy Couyoumjian

The securities fraud lawyers at Furgison Law Group are investigating claims against Independent Financial Group, LLC related to the sale of unsuitable investments by Cindy C.

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November 10, 2023/ Jon Furgison/
FINRA Claim Filed, FINRA Investor Alert
CYNTHIA MARY COUYOUMJIAN, Independent Financial Group, LLC, IFG
July 03, 2020

Investor Alert: James Lee was fined $5,000 and suspended for impersonating customers on telephone calls

July 03, 2020/ Jon Furgison
Investor Alert: James Lee was fined $5,000 and suspended for impersonating customers on telephone calls

Furgison Law Group is considering potential claims against PRUCO SECURITIES, LLC related to alleged misconduct by James Lee.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
James Lee, PRUCO SECURITIES, LLC
July 03, 2020

Investor Alert: Jeffrey Hall Heely was fined $5,000 and suspended for engaging in an undisclosed outside business activity

July 03, 2020/ Jon Furgison
Investor Alert:  Jeffrey Hall Heely was fined $5,000 and suspended for engaging in an undisclosed outside business activity

Furgison Law Group is considering potential claims against NMS CAPITAL ADVISORS, LLC related to alleged misconduct by Jeffrey Hall Heely.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jeffrey Hall Heely, NMS CAPITAL ADVISORS, LLC
July 03, 2020

Investor Alert: Bryan Edwin Benson was barred for refusing to provide documents and information requested by FINRA

July 03, 2020/ Jon Furgison
Investor Alert: Bryan Edwin Benson was barred for refusing to provide documents and information requested by FINRA

Furgison Law Group is considering potential claims against WELLS FARGO CLEARING SERVICES, LLC related to alleged misconduct by Bryan Edwin Benson.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Bryan Edwin Benson, WELLS FARGO CLEARING SERVICES, LLC
April 25, 2020

Investor Alert: ACS Execution Services, LLC was censured and fined $75,000 for reporting errors

April 25, 2020/ Jon Furgison
Investor Alert: ACS Execution Services, LLC was censured and fined $75,000 for reporting errors

Furgison Law Group is considering potential claims against ACS Execution Services, LLC related to its alleged misconduct.

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April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
ACS Execution Services, LLC
March 23, 2020

Investor Alert: Jesse Gil III was barred for converting approximately $2,500 from 82-year-old widow

March 23, 2020/ Jon Furgison
Investor Alert: Jesse Gil III was barred  for converting approximately $2,500 from 82-year-old widow

Furgison Law Group is considering potential claims against ALLSTATE FINANCIAL SERVICES, LLC and MERRILL LYNCH, related to alleged misconduct by Jesse Gil III.

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March 23, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jesse Gil III, ALLSTATE FINANCIAL SERVICES, LLC
March 19, 2020

Investor Alert: SG Americas Securities, LLC was censured and fined $30,000 for violating Regulation SHO

March 19, 2020/ Jon Furgison
Investor Alert: SG Americas Securities, LLC was censured and fined $30,000 for violating Regulation SHO

Furgison Law Group is considering potential claims against SG Americas Securities, LLC related to alleged misconduct.

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March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
SG Americas Securities, LLC
March 11, 2020

Investor Alert: Clint H. Keener was barred for refusing to appear for on-the-record testimony requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Clint H. Keener was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Capital City Securities, LLC, and Clint H. Keener related to alleged misconduct.

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March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Clint H. Keener, Capital City Securities, LLC
March 11, 2020

Investor Alert: Philip Joseph Sparacino was barred refusing to produce information and documents requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Philip Joseph Sparacino was barred refusing to produce information and documents requested by FINRA

Furgison Law Group is considering potential claims against First Standard Financial Company, LLC, related to alleged misconduct by Philip Joseph Sparacino.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Philip Joseph Sparacino, First Standard Financial Company, LLC
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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