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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


November 10, 2023

Investor Alert: Benjamin R. Leitman was suspended and fined $5,000 for falsely signing customer names on account documents

November 10, 2023/ Jon Furgison
Investor Alert: Benjamin R. Leitman was suspended and fined $5,000 for falsely signing customer names on account documents

Furgison Law Group is considering potential claims against MORGAN STANLEY related to alleged misconduct by Benjamin R. Leitman.

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November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Benjamin R. Leitman, MORGAN STANLEY
November 10, 2023

Investor Alert: Albert Dishner was fined $5,000 and suspended for exercising discretionary power in a customer’s brokerage accounts

November 10, 2023/ Jon Furgison
Investor Alert: Albert Dishner was fined $5,000 and suspended for exercising discretionary power in a customer’s brokerage accounts

Furgison Law Group is considering potential claims against MORGAN STANLEY related to alleged misconduct by Albert Dishner.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Albert Dishner, MORGAN STANLEY
July 03, 2020

Investor Alert: Clare Marie Cail was fined $5,000 and suspended for altering account documents

July 03, 2020/ Jon Furgison
Investor Alert: Clare Marie Cail was fined $5,000 and suspended for altering account documents

Furgison Law Group is considering potential claims against MORGAN STANLEY related to alleged misconduct by Clare Marie Cail.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Clare Marie Cail, MORGAN STANLEY
July 03, 2020

Investor Alert: Peggy Jean Doherty-Punderson was barred for refusing to provide documents and information requested by FINRA

July 03, 2020/ Jon Furgison
Investor Alert: Peggy Jean Doherty-Punderson was barred for refusing to provide documents and information requested by FINRA

Furgison Law Group is considering potential claims against MORGAN STANLEY related to alleged misconduct by Peggy Jean Doherty-Punderson.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Peggy Jean Doherty-Punderson, MORGAN STANLEY
June 17, 2020

Investor Alert: Ashley K. Martin was barred for failing to provide information and documents requested by FINRA

June 17, 2020/ Jon Furgison
Investor Alert: Ashley K. Martin was barred for failing to provide information and documents requested by FINRA

Furgison Law Group is considering potential claims against MORGAN STANLEY related to alleged misconduct by Ashley K. Martin.

Read More
June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Ashley K. Martin, MORGAN STANLEY
March 23, 2020

Investor Alert: Aaron F. Sheehy was suspended and fined $5,000 for unapproved trading

March 23, 2020/ Jon Furgison
Investor Alert: Aaron F. Sheehy was suspended and fined $5,000 for unapproved trading

Furgison Law Group is considering potential claims against MORGAN STANLEY, related to alleged misconduct by Aaron F. Sheehy.

Read More
March 23, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Aaron F. Sheehy, MORGAN STANLEY
March 11, 2020

Investor Alert: John Gunther Hoagland was suspended and fined $5,000 for executing unauthorized trades

March 11, 2020/ Jon Furgison
Investor Alert: John Gunther Hoagland was suspended and fined $5,000 for executing unauthorized trades

Furgison Law Group is considering potential claims against Morgan Stanley and John Gunther Hoagland related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
John Gunther Hoagland, MORGAN STANLEY
November 16, 2019

Investor Alert: Eric Nichols was fined $5,000 and suspended from FINRA for 15 days for making settlement payment to customer

November 16, 2019/ Jon Furgison
Investor Alert:  Eric Nichols was fined $5,000 and suspended from FINRA for 15 days for making settlement payment to customer

Furgison Law Group is considering potential claims against MORGAN STANLEY related to alleged misconduct by Eric Nichols.

Read More
November 16, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
MORGAN STANLEY, Eric Nichols
November 15, 2019

Investor Alert: Cindy Maria Fuzie was fined $5,000 and suspended from FINRA for three months for filing false expense reports

November 15, 2019/ Jon Furgison
Investor Alert: Cindy Maria Fuzie was fined $5,000 and suspended from FINRA for three months for filing false expense reports

Furgison Law Group is considering potential claims against MORGAN STANLEY related to alleged misconduct by Cindy Maria Fuzie.

Read More
November 15, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
MORGAN STANLEY, Cindy Maria Fuzie
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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