UBS and Michael Keane ordered to pay investor $805,120 for misconduct.

UBS and Michael Keane ordered to pay investor $805,120 for misconduct.

Furgison Law Group is currently investigating other claims against Michael Keane and UBS Financial Services Inc. We are investigating claims involving allegations of breach of fiduciary duty, unsuitable investment recommendations, failure to supervise, misrepresentations, omissions of material facts, conflict of interests, violations of state and federal securities laws, along with other broker misconduct.

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