FINRA assessed a deferred fine of $35,000 and suspended Michael William Hajek III for 18 months

FINRA assessed a deferred fine of $35,000 and suspended Michael William Hajek III for 18 months

The securities fraud lawyers at Furgison Law Group are currently investigating claims against Michael William Hajek, III, Cetera Financial Specialists, LLC and NFP Securities, Inc. The arbitration specialists at Furgison Law Group are investigating claims involving allegations of selling away, breach of fiduciary duty, failure to supervise, misrepresentations, omissions of material facts, conflict of interests, violations of state and federal securities laws, along with other broker misconduct.

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