FINRA assessed Robert Joseph Regan a deferred fine of $5,000 and suspended him for 60 days
/The securities fraud lawyers at Furgison Law Group are currently investigating claims against Robert Joseph Regan and NFP Advisors, LLC. The arbitration specialists at Furgison Law Group are investigating claims involving allegations of breach of fiduciary duty, failure to supervise, misrepresentations, omissions of material facts, conflict of interests, violations of state and federal securities laws, along with other broker misconduct.
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