FINRA Fines Stifel, Nicolaus & Company $200,000 and Kurt August LaLomia $15,000

FINRA Fines Stifel, Nicolaus & Company $200,000 and Kurt August LaLomia $15,000

The securities fraud lawyers at Furgison Law Group are currently investigating claims against Kurt August LaLomia and his brokerage firm, Stifel, Nicolaus & Company. The arbitration specialists at Furgison Law Group are investigating claims involving allegations of breach of fiduciary duty, failure to supervise, misrepresentations, omissions of material facts, conflict of interests, violations of state and federal securities laws, along with other broker misconduct.

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