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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


March 11, 2020

Investor Alert: Linda Almeida Jay was barred for refusing to appear for on-the-record testimony requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Linda Almeida Jay was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Pruco Securities LLC and Linda Almeida Jay related to alleged misconduct.

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March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Linda Almeida Jay, Pruco Securities LLC
March 11, 2020

Investor Alert: Julie Ann Mineard was barred for converting and improperly using approximately $24,044

March 11, 2020/ Jon Furgison
Investor Alert: Julie Ann Mineard was barred for converting and improperly using approximately $24,044

Furgison Law Group is considering potential claims against Merrill Lynch and Julie Ann Mineard related to alleged misconduct.

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March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Julie Ann Mineard, Merrill Lynch
March 11, 2020

Investor Alert: Clint H. Keener was barred for refusing to appear for on-the-record testimony requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Clint H. Keener was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Capital City Securities, LLC, and Clint H. Keener related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Clint H. Keener, Capital City Securities, LLC
March 11, 2020

Investor Alert: Lance Roman Armstrong was barred for refusing to appear for on-the-record testimony requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Lance Roman Armstrong was barred  for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Raymond James and Lance Roman Armstrong related to alleged misconduct.

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March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Lance Roman Armstrong, Raymond James & Associates
March 11, 2020

Investor Alert: Jun Zhou was barred for participating in private securities transactions

March 11, 2020/ Jon Furgison
 Investor Alert: Jun Zhou was barred for participating in private securities transactions

Furgison Law Group is considering potential claims against The Leaders Group and Jun Zhou related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jun Zhou
March 11, 2020

Investor Alert: Philip Joseph Sparacino was barred refusing to produce information and documents requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Philip Joseph Sparacino was barred refusing to produce information and documents requested by FINRA

Furgison Law Group is considering potential claims against First Standard Financial Company, LLC, related to alleged misconduct by Philip Joseph Sparacino.

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March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Philip Joseph Sparacino, First Standard Financial Company, LLC
March 11, 2020

Investor Alert: Gregory Charles Voetsch was barred for refusing to appear for on-the-record testimony requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Gregory Charles Voetsch was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Cowen Execution Services, LLC related to alleged misconduct by Gregory Charles Voetsch.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Gregory Charles Voetsch
March 11, 2020

Investor Alert: Ma Rosa Linan Abrego was barred for refusing to appear for on-the-record testimony requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Ma Rosa Linan Abrego was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Merrill Lynch related to alleged misconduct by Daniel Karol Boyle.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Ma Rosa Linan Abrego, Merrill Lynch
March 11, 2020

Investor Alert: Daniel Karol Boyle was barred for refusing to provide information or documents requested by FINRA

March 11, 2020/ Jon Furgison
 Investor Alert: Daniel Karol Boyle was barred for refusing to provide information or documents requested by FINRA

Furgison Law Group is considering potential claims against Drexel Hamilton related to alleged misconduct Daniel Karol Boyle.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Daniel Karol Boyle, Drexel Hamilton
March 11, 2020

Investor Alert: Andrew Patrick Yoro was barred for cheating on his Series 7 exam

March 11, 2020/ Jon Furgison
 Investor Alert: Andrew Patrick Yoro was barred for cheating on his Series 7 exam

Furgison Law Group is considering potential claims against Charles Schwab & Co., related to alleged misconduct by Andrew Patrick Yoro.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Andrew Patrick Yoro
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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