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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


March 23, 2020

Investor Alert: Michael Leahy was barred for failing to supervise a former representative

March 23, 2020/ Jon Furgison
Investor Alert: Michael Leahy was barred for failing to supervise a former representative

Furgison Law Group is considering potential claims against FIRST STANDARD FINANCIAL COMPANY LLC and FIRST STANDARD FINANCIAL COMPANY LLC, related to alleged misconduct by Michael Leahy.

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March 23, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Michael Leahy, FIRST STANDARD FINANCIAL COMPANY LLC
March 23, 2020

Investor Alert: Charles Jonathan Evan was barred for refusing to provide documents requested by FINRA

March 23, 2020/ Jon Furgison
Investor Alert: Charles Jonathan Evan was barred for refusing to provide documents requested by FINRA

Furgison Law Group is considering potential claims against MML INVESTORS SERVICES, LLC, and MSI FINANCIAL SERVICES, INC., related to alleged misconduct by Charles Jonathan Evan.

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March 23, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Charles Jonathan Evan, MML INVESTORS SERVICES LLC
March 23, 2020

Investor Alert: Zachary Scott Wagner was barred for failing to provide on-the-record testimony requested by FINRA

March 23, 2020/ Jon Furgison
Investor Alert: Zachary Scott Wagner was barred for failing to provide on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against ONEAMERICA SECURITIES, INC., MERRILL LYNCH and WELLS FARGO related to alleged misconduct by Zachary Scott Wagner.

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March 23, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Zachary Scott Wagner, ONEAMERICA SECURITIES, INC.
March 23, 2020

Investor Alert: David Oscar Braeger was barred for misusing and converted $30,000 from customer

March 23, 2020/ Jon Furgison
Investor Alert: David Oscar Braeger was barred for misusing and converted $30,000 from customer

Furgison Law Group is considering potential claims against MIDTOWN PARTNERS, related to alleged misconduct by David Oscar Braeger.

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March 23, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
David Oscar Braeger, MIDTOWN PARTNERS
March 23, 2020

Investor Alert: Paul William Petrillo was barred for placing discretionary orders to purchase securities

March 23, 2020/ Jon Furgison
Investor Alert: Paul William Petrillo was barred for placing discretionary orders to purchase securities

Furgison Law Group is considering potential claims against THRIVENT INVESTMENT MANAGEMENT INC., related to alleged misconduct by Paul William Petrillo.

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March 23, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Paul William Petrillo, THRIVENT INVESTMENT MANAGEMENT INC.
March 23, 2020

Investor Alert: Jesse Gil III was barred for converting approximately $2,500 from 82-year-old widow

March 23, 2020/ Jon Furgison
Investor Alert: Jesse Gil III was barred  for converting approximately $2,500 from 82-year-old widow

Furgison Law Group is considering potential claims against ALLSTATE FINANCIAL SERVICES, LLC and MERRILL LYNCH, related to alleged misconduct by Jesse Gil III.

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March 23, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jesse Gil III, ALLSTATE FINANCIAL SERVICES, LLC
March 23, 2020

Investor Alert: Robert Russel Tweed was barred for failing to disclose material facts

March 23, 2020/ Jon Furgison
Investor Alert: Robert Russel Tweed was barred for failing to disclose material facts

Furgison Law Group is considering potential claims against CABOT LODGE SECURITIES LLC and CONCORDE INVESTMENT SERVICES, LLC, related to alleged misconduct by Robert Russel Tweed.

Read More
March 23, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Robert Russel Tweed, CABOT LODGE SECURITIES LLC
March 23, 2020

Investor Alert: Gabriel William Hynes was barred refusing to appear for on-the-record testimony requested by FINRA

March 23, 2020/ Jon Furgison
Investor Alert: Gabriel William Hynes was barred refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against NYLIFE SECURITIES LLC and KESTRA INVESTMENT SERVICES, LLC, related to alleged misconduct by Gabriel William Hynes.

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March 23, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Gabriel William Hynes, NYLIFE SECURITIES LLC
March 23, 2020

Investor Alert: Shlomo Strugano was barred for failing to provide testimony requested by FINRA

March 23, 2020/ Jon Furgison
Investor Alert: Shlomo Strugano was barred for failing to provide testimony requested by FINRA

Furgison Law Group is considering potential claims against FIRST ALLIED SECURITIES, INC., related to alleged misconduct by Shlomo Strugano.

Read More
March 23, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Shlomo Strugano, FIRST ALLIED SECURITIES, INC.
March 23, 2020

Investor Alert: John A. Chrysadakis was barred for refusing to produce information requested by FINRA

March 23, 2020/ Jon Furgison
Investor Alert: John A. Chrysadakis was barred for refusing to produce information requested by FINRA

Furgison Law Group is considering potential claims against NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC related to alleged misconduct by John A. Chrysadakis.

Read More
March 23, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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