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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


March 19, 2020

Investor Alert: John Charles Carneglia was suspended and fined $15,000 for outside business activity violations

March 19, 2020/ Jon Furgison
Investor Alert: John Charles Carneglia was suspended and fined $15,000 for outside business activity violations

Furgison Law Group is considering potential claims against COWEN EXECUTION SERVICES LLC, ATM EXECUTION LLC, BNP PARIBAS SECURITIES CORP and John Charles Carneglia related to alleged misconduct.

Read More
March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
John Charles Carneglia
March 19, 2020

Investor Alert: Glen Joseph Webster was suspended for borrowing $10,000 from a securities customer

March 19, 2020/ Jon Furgison
Investor Alert: Glen Joseph Webster was suspended for borrowing $10,000 from a securities customer

Furgison Law Group is considering potential claims against IFS SECURITIES, WELLS FARGO CLEARING SERVICES, LLC and Glen Joseph Webster related to alleged misconduct.

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March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Glen Joseph Webster
March 19, 2020

Investor Alert: Thomas Michael Grbelja was suspended and fined $5,000 for serving as a director of a publicity-traded company

March 19, 2020/ Jon Furgison
Investor Alert: Thomas Michael Grbelja was suspended and fined $5,000 for serving as a director of a publicity-traded company

Furgison Law Group is considering potential claims against CETERA FINANCIAL SPECIALISTS LLC and Thomas Michael Grbelja related to alleged misconduct.

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March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Thomas Michael Grbelja
March 19, 2020

Investor Alert: Jonathan Schnell was suspended and fined $5,000 for making false entries in his member

March 19, 2020/ Jon Furgison
Investor Alert: Jonathan Schnell was suspended and fined $5,000 for making false entries in his member

Furgison Law Group is considering potential claims against TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES and Jonathan Gerald Schnell related to alleged misconduct.

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March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jonathan Gerald Schnell
March 19, 2020

Investor Alert: Cecil Allen Ross was suspended and fined $5,000 for engaging in an unsuitable pattern of short-term trading

March 19, 2020/ Jon Furgison
Investor Alert: Cecil Allen Ross was suspended and fined $5,000 for engaging in an unsuitable pattern of short-term trading

Furgison Law Group is considering potential claims against INTERNATIONAL ASSETS ADVISORY, LLC, LPL FINANCIAL LLC and Cecil Allen Ross related to alleged misconduct.

Read More
March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Cecil Allen Ross
March 19, 2020

Investor Alert: Francisco Javier Valenzuela was suspended and fined $10,000 for failing to disclose tax lien

March 19, 2020/ Jon Furgison
Investor Alert:  Francisco Javier Valenzuela was suspended and fined $10,000 for failing to disclose tax lien

Furgison Law Group is considering potential claims against Morgan Stanley, Merrill Lynch and Francisco Javier Valenzuela related to alleged misconduct.

Read More
March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Francisco Javier Valenzuela
March 19, 2020

Investor Alert: Ezri Shechter was suspended and fined $12,500 for having customers sign blank trading forms

March 19, 2020/ Jon Furgison
Investor Alert:  Ezri Shechter was suspended and fined $12,500 for having customers sign blank trading forms

Furgison Law Group is considering potential claims against SPENCER-WINSTON SECURITIES CORPORATION and Ezri Shechter related to alleged misconduct.

Read More
March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Ezri Shechter
March 19, 2020

Investor Alert: Thomas Walter Molteni was suspended and fined $5,000 for failing to disclose federal tax liens

March 19, 2020/ Jon Furgison
Investor Alert: Thomas Walter Molteni was suspended and fined $5,000 for failing to disclose federal tax liens

Furgison Law Group is considering potential claims against J. Alden Associates Inc. and Thomas Walter Molteni related to alleged misconduct.

Read More
March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Thomas Walter Molteni
March 19, 2020

Investor Alert: Robert P. Allen was suspended and fined $5,000 for engaging in an outside business activity

March 19, 2020/ Jon Furgison
Investor Alert: Robert P. Allen was suspended and fined $5,000 for engaging in an outside business activity

Furgison Law Group is considering potential claims against Country Capital Management Company and Robert P. Allen related to alleged misconduct.

Read More
March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Robert P. Allen
March 19, 2020

Investor Alert: William Johnston Darby was suspended and fined $7,500 for having inaccurate books and records

March 19, 2020/ Jon Furgison
Investor Alert: William Johnston Darby was suspended and fined $7,500 for having inaccurate books and records

Furgison Law Group is considering potential claims against Stifel Nicolaus & Co., UBS Financial Services and William Johnston Darby related to alleged misconduct.

Read More
March 19, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
William Johnston Darby
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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