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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct

September 23, 2020

Investor Alert: FINRA Suspended Steven D. Rodemer

September 23, 2020/ Jon Furgison
Investor Alert: FINRA Suspended Steven D. Rodemer

Furgison Law Group is considering potential claims against Stifel Nicolaus related to alleged misconduct by Steve Rodemer.

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September 23, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Steven Rodemer
September 23, 2020

Investor Alert: Recover Your UBS Yield Enhancement Strategy (YES) Investment Losses

September 23, 2020/ Jon Furgison
Investor Alert: Recover Your UBS Yield Enhancement Strategy (YES) Investment Losses

Do you want to recover your investment losses from the UBS YES or Yield Enhancement Strategy? The securities fraud lawyers at Furgison Law Group are currently investigating claims against financial advisors that sold UBS YES. Call today for your free case evaluation.

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September 23, 2020/ Jon Furgison/
Special Investigaiton
Investor Alert, UBS YES
July 03, 2020

Investor Alert: Sean Michael Refsnider was named in a complaint for converting approximately $42,000 from an elderly customer

July 03, 2020/ Jon Furgison
Investor Alert: Sean Michael Refsnider was named in a complaint for converting approximately $42,000 from an elderly customer

Furgison Law Group is considering potential claims against AMERIPRISE FINANCIAL SERVICES, INC related to alleged misconduct by Sean Michael Refsnider.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Sean Michael Refsnider, AMERIPRISE FINANCIAL SERVICES, INC
July 03, 2020

Investor Alert: Integrity Brokerage Services, Inc. was named in a complaint for engaging unlicensed securities business

July 03, 2020/ Jon Furgison
Investor Alert: Integrity Brokerage Services, Inc. was named in a complaint for engaging unlicensed securities business

Furgison Law Group is considering potential claims against Integrity Brokerage Services, Inc. related to its alleged misconduct.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Integrity Brokerage Services, Inc.
July 03, 2020

Investor Alert: Chams Khwaja was named in a FINRA complaint for failing to provide information and documents requested by FINRA

July 03, 2020/ Jon Furgison
Investor Alert: Chams Khwaja was named in a FINRA complaint for failing to provide information and documents requested by FINRA

Furgison Law Group is considering potential claims against WORDEN CAPITAL MANAGEMENT LLC related to alleged misconduct by Chams Khwaja.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Chams Khwaja, WORDEN CAPITAL MANAGEMENT LLC
July 03, 2020

Investor Alert: Robert G. Nash was fined $47,500 and suspended for failing to maintain a reasonable supervisory system

July 03, 2020/ Jon Furgison
Investor Alert: Robert G. Nash was fined $47,500 and suspended for failing to maintain a reasonable supervisory system

Furgison Law Group is considering potential claims against MERRIMAC CORPORATE SECURITIES, INC related to alleged misconduct by Robert G. Nash.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Robert G. Nash, MERRIMAC CORPORATE SECURITIES, INC
July 03, 2020

Investor Alert: Linda C. Milberger was suspended for falsifying twice a wire request form

July 03, 2020/ Jon Furgison
Investor Alert: Linda C. Milberger was suspended for falsifying twice a wire request form

Furgison Law Group is considering potential claims against Linda C. Milberger related to her alleged misconduct.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Linda C. Milberger
July 03, 2020

Investor Alert: Sandra Gose Stevens was fined $5,000 and suspended for falsifying documents

July 03, 2020/ Jon Furgison
Investor Alert: Sandra Gose Stevens was fined $5,000 and suspended for falsifying documents

Furgison Law Group is considering potential claims against THE O.N. EQUITY SALES COMPANY related to alleged misconduct by Sandra Gose Stevens.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Sandra Gose Stevens, THE O.N. EQUITY SALES COMPANY
July 03, 2020

Investor Alert: Steven Todd Gary was fined $12,500 and suspended for forging signature endorsements

July 03, 2020/ Jon Furgison
Investor Alert: Steven Todd Gary was fined $12,500 and suspended for forging signature endorsements

Furgison Law Group is considering potential claims against STATE FARM VP MANAGEMENT CORP. related to alleged misconduct by Steven Todd Gary.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Steven Todd Gary, STATE FARM VP MANAGEMENT CORP.
July 03, 2020

Investor Alert: James Lee was fined $5,000 and suspended for impersonating customers on telephone calls

July 03, 2020/ Jon Furgison
Investor Alert: James Lee was fined $5,000 and suspended for impersonating customers on telephone calls

Furgison Law Group is considering potential claims against PRUCO SECURITIES, LLC related to alleged misconduct by James Lee.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
James Lee, PRUCO SECURITIES, LLC
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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