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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
  • Firm Profile/
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Firm News


March 11, 2020

Investor Alert: Gregory Charles Voetsch was barred for refusing to appear for on-the-record testimony requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Gregory Charles Voetsch was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Cowen Execution Services, LLC related to alleged misconduct by Gregory Charles Voetsch.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Gregory Charles Voetsch
March 11, 2020

Investor Alert: Ma Rosa Linan Abrego was barred for refusing to appear for on-the-record testimony requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Ma Rosa Linan Abrego was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Merrill Lynch related to alleged misconduct by Daniel Karol Boyle.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Ma Rosa Linan Abrego, Merrill Lynch
March 11, 2020

Investor Alert: Daniel Karol Boyle was barred for refusing to provide information or documents requested by FINRA

March 11, 2020/ Jon Furgison
 Investor Alert: Daniel Karol Boyle was barred for refusing to provide information or documents requested by FINRA

Furgison Law Group is considering potential claims against Drexel Hamilton related to alleged misconduct Daniel Karol Boyle.

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March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Daniel Karol Boyle, Drexel Hamilton
March 11, 2020

Investor Alert: Andrew Patrick Yoro was barred for cheating on his Series 7 exam

March 11, 2020/ Jon Furgison
 Investor Alert: Andrew Patrick Yoro was barred for cheating on his Series 7 exam

Furgison Law Group is considering potential claims against Charles Schwab & Co., related to alleged misconduct by Andrew Patrick Yoro.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Andrew Patrick Yoro
March 11, 2020

Investor Alert: Bryce J. Vance was barred for falsifying insurance applications

March 11, 2020/ Jon Furgison
Investor Alert: Bryce J. Vance was barred for falsifying insurance applications

Furgison Law Group is considering potential claims against Farmers Financial Solutions, LLC related to alleged misconduct by Bryce J. Vance.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Bryce J. Vance
March 11, 2020

Investor Alert: Coda Markets, Inc was censured and fined $90,000 for failing to report events to regulators

March 11, 2020/ Jon Furgison
Investor Alert: Coda Markets, Inc was censured and fined $90,000 for failing to report events to regulators

Furgison Law Group is considering potential claims against Coda Markets related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Coda Markets
March 11, 2020

Investor Alert: NYLIFE Securities LLC was censured and fined $250,000 for failing to enforce its written procedures

March 11, 2020/ Jon Furgison
Investor Alert: NYLIFE Securities LLC was censured and fined $250,000 for failing to enforce its written procedures

Furgison Law Group is considering potential claims against New York Life Securities LLC related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
NYLIFE Securities LLC
March 11, 2020

Investor Alert: BGC Financial, L.P. was censured and fined $40,000 for failing to immediately execute limit orders

March 11, 2020/ Jon Furgison
Investor Alert:  BGC Financial, L.P. was censured and fined $40,000 for failing to immediately execute limit orders

Furgison Law Group is considering potential claims against BGC Financial related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
BGC Financial
March 11, 2020

Investor Alert: Gregg Alan Miller was suspended 3 months and fined $20k for failure to supervise

March 11, 2020/ Jon Furgison
Investor Alert:  Gregg Alan Miller was suspended 3 months and fined $20k for failure to supervise

Furgison Law Group is considering potential claims against C. L. King & Associates, Inc.,related to alleged misconduct by Gregg Alan Miller.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Gregg Alan Miller, C. L. King & Associates, Inc.
February 18, 2020

Investor Alert - SEC says Commonwealth Financial Network hid conflicts of interest from clients

February 18, 2020/ Jon Furgison
Investor Alert - SEC says Commonwealth Financial Network hid conflicts of interest from clients

The securities fraud lawyers at Furgison Law Group are currently investigating claims against Commonwealth Financial Network, Commonwealth Equity Services and National Financial Services, LLC, related to conflicts of interest and breach of fiduciary duty.

Read More
February 18, 2020/ Jon Furgison/
Special Investigaiton
Commonwealth Financial Network
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
315 S. Beverly Drive, Suite 315, Beverly Hills, CA 90212
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301 (By appointment only)

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