Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
  • Firm Profile/
  • Practice Areas/
  • Videos/
  • Investigations/
  • FAQ/
  • Contact Us/
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


March 11, 2020

Investor Alert: Gerald Allan Eaton was barred for failing to provide documents and information requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Gerald Allan Eaton was barred for failing to provide documents and information requested by FINRA

Furgison Law Group is considering potential claims against Commonwealth Financial Network and Gerald Allan Eaton related to alleged misconduct.

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March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Gerald Allan Eaton, Commonwealth Financial Network
February 18, 2020

Investor Alert - SEC says Commonwealth Financial Network hid conflicts of interest from clients

February 18, 2020/ Jon Furgison
Investor Alert - SEC says Commonwealth Financial Network hid conflicts of interest from clients

The securities fraud lawyers at Furgison Law Group are currently investigating claims against Commonwealth Financial Network, Commonwealth Equity Services and National Financial Services, LLC, related to conflicts of interest and breach of fiduciary duty.

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February 18, 2020/ Jon Furgison/
Special Investigaiton
Commonwealth Financial Network
January 15, 2016

FINRA Sanctions 12 Firms a Total of $6.7 Million for Failing to Apply Sales Charge Discounts to Customers' Purchases of UITs

January 15, 2016/ Jon Furgison
FINRA Sanctions 12 Firms a Total of $6.7 Million for Failing to Apply Sales Charge Discounts to Customers' Purchases of UITs

FINRA ordered 12 firms to pay restitution totaling more than $4 million and fines totaling more than $2.6 million for failing to apply available sales charge discounts to customers' purchases of Unit Investment Trusts (UITs), and related supervisory failures.

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January 15, 2016/ Jon Furgison/ /Source
FINRA News Release, FINRA Disciplinary Action
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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