Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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  • FAQ/
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


March 11, 2020

Investor Alert: James Gregory McKinney is the subject of a FINRA complaint for failure to comply with FINRA requests

March 11, 2020/ Jon Furgison
Investor Alert: James Gregory McKinney is the subject of a FINRA complaint for failure to comply with FINRA requests

Furgison Law Group is considering potential claims against Cetera Advisors, Securian Financial Services, and James Gregory McKinney related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
James Gregory McKinney, Cetera Advisors LLC, Securian Financial Services
March 11, 2020

Investor Alert: Christopher Kozak was suspended and fined $10,000 for engaging in an undisclosed outside business activity

March 11, 2020/ Jon Furgison
Investor Alert:  Christopher Kozak was suspended and fined $10,000 for engaging in an undisclosed outside business activity

Furgison Law Group is considering potential claims against Cetera Advisors and Christopher Kozak related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Christopher Kozak, Cetera Advisors LLC
February 14, 2020

FINRA has fined and banned George Merhoff Jr. permanently from the securities industry

February 14, 2020/ Jon Furgison
FINRA has fined and banned George Merhoff Jr. permanently from the securities industry

Furgison Law Group is considering potential claims against Cetera Advisors LLC related to alleged misconduct by George Merhoff.

Read More
February 14, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
George Merhoff, Cetera Advisors LLC
January 15, 2016

FINRA Sanctions 12 Firms a Total of $6.7 Million for Failing to Apply Sales Charge Discounts to Customers' Purchases of UITs

January 15, 2016/ Jon Furgison
FINRA Sanctions 12 Firms a Total of $6.7 Million for Failing to Apply Sales Charge Discounts to Customers' Purchases of UITs

FINRA ordered 12 firms to pay restitution totaling more than $4 million and fines totaling more than $2.6 million for failing to apply available sales charge discounts to customers' purchases of Unit Investment Trusts (UITs), and related supervisory failures.

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January 15, 2016/ Jon Furgison/ /Source
FINRA News Release, FINRA Disciplinary Action
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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