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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
  • Firm Profile/
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Firm News


March 11, 2020

Investor Alert: Alexander Lycouris was suspended for participating in an outside business activity

March 11, 2020/ Jon Furgison
Investor Alert: Alexander Lycouris was suspended for participating in an outside business activity

Furgison Law Group is considering potential claims against MML Investor Services, MSI Financial Services and Alexander Lycouris related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Alexander Lycouris, MML Investors Services
March 11, 2020

Investor Alert: Gregory Paul Pellizzon was suspended and fined $5,000 for failing to disclose a customer’s complaint on his Form U4

March 11, 2020/ Jon Furgison
Investor Alert: Gregory Paul Pellizzon was suspended and fined $5,000 for failing to disclose a customer’s complaint on his Form U4

Furgison Law Group is considering potential claims against Hollencrest Capital and Gregory Paul Pellizzon related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Gregory Paul Pellizzon, Hollencrest Capital Management
March 11, 2020

Investor Alert: Michael Jason Collins was suspended and fined $10,000 for participating in private securities transactions

March 11, 2020/ Jon Furgison
Investor Alert: Michael Jason Collins was suspended and fined $10,000 for participating in private securities transactions

Furgison Law Group is considering potential claims against Kingsbury Capital, Robert W. Baird & Co., and Michael Jason Collins related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Michael Jason Collins
March 11, 2020

Investor Alert: Paul M. Mallory was suspended and fined $5,000 for failing to reasonably supervise a former registered representative

March 11, 2020/ Jon Furgison
Investor Alert: Paul M. Mallory was suspended and fined $5,000 for failing to reasonably supervise a former registered representative

Furgison Law Group is considering potential claims against Concorde Investment Services and Paul M. Mallory related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Paul M. Mallory, CONCORDE INVESTMENT SERVICES LLC
March 11, 2020

Investor Alert: Fredrick Martin Randhahn was suspended and fined $5,000 for engaging in private securities transactions

March 11, 2020/ Jon Furgison
Investor Alert: Fredrick Martin Randhahn was suspended and fined $5,000 for engaging in private securities transactions

Furgison Law Group is considering potential claims against Sigma Financial Corporation and Fredrick Martin Randhahn related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Fredrick Martin Randhahn, Sigma Financial Corporation
March 11, 2020

Investor Alert: James Joseph Kearney was suspended and fined $2,500 for placing improper trades in customer accounts

March 11, 2020/ Jon Furgison
Investor Alert: James Joseph Kearney was suspended and fined $2,500 for placing improper trades in customer accounts

Furgison Law Group is considering potential claims against Raymond James and James Joseph Kearney related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Mauricio Abadi, Raymond James & Associates
March 11, 2020

Investor Alert: Mauricio Abadi was suspended and fined $10,000 for removing information about foreign exchange options

March 11, 2020/ Jon Furgison
Investor Alert: Mauricio Abadi was suspended and fined $10,000 for removing information about foreign exchange options

Furgison Law Group is considering potential claims against Morgan Stanley, Safra Securities and Mauricio Abadi related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Mauricio Abadi, Morgan Stanley
March 11, 2020

Investor Alert: John Steven Mullaly was suspended and fined $10,000 for failing to inform his member firm

March 11, 2020/ Jon Furgison
Investor Alert: John Steven Mullaly was suspended and fined $10,000 for failing to inform his member firm

Furgison Law Group is considering potential claims against Wells Fargo, William Blair and John Steven Mullaly related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
John Steven Mullaly, Wells Fargo Securities
March 11, 2020

Investor Alert: Brian Joseph Lockett was suspended and fined $5,000 for participating in a private securities transaction

March 11, 2020/ Jon Furgison
Investor Alert: Brian Joseph Lockett was suspended and fined $5,000 for participating in a private securities transaction

Furgison Law Group is considering potential claims against Independent Financial Group and Brian Joseph Lockett related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Brian Joseph Lockett, IFG
March 11, 2020

Investor Alert: Cody Hawkins-Fitzgerald was suspended and fined $5,000 for borrowing $10,000 from an elderly customer

March 11, 2020/ Jon Furgison
Investor Alert: Cody Hawkins-Fitzgerald was suspended and fined $5,000 for borrowing $10,000 from an elderly customer

Furgison Law Group is considering potential claims against Waddell & Reed and Cody Hawkins-Fitzgerald related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Cody Hawkins-Fitzgerald, Waddell & Reed
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

Get Free Case Evaluation Now!

Furgison Law Group, PC     (310) 356-6890 
315 S. Beverly Drive, Suite 315, Beverly Hills, CA 90212
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301 (By appointment only)

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