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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct

April 25, 2020

Investor Alert: Jody Ethan Thompson was suspended for unsuitable recommendations

April 25, 2020/ Jon Furgison
Investor Alert: Jody Ethan Thompson was suspended for unsuitable recommendations

Furgison Law Group is considering potential claims against ALEXANDER CAPITAL, L.P. related to alleged misconduct by Jody Ethan Thompson.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jody Ethan Thompson, ALEXANDER CAPITAL L.P.
April 25, 2020

Investor Alert: Matthew Duane Sibley was fined $7,500 and suspended for negligent misrepresentation

April 25, 2020/ Jon Furgison
Investor Alert: Matthew Duane Sibley was fined $7,500 and suspended for negligent misrepresentation

Furgison Law Group is considering potential claims against MULTI-BANK SECURITIES, INC. related to alleged misconduct by Matthew Duane Sibley.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Matthew Duane Sibley, MULTI-BANK SECURITIES INC.
April 25, 2020

Investor Alert: Kenton Christopher Crabb was fined $5,000 and suspended for failing to amend Form U4

April 25, 2020/ Jon Furgison
Investor Alert: Kenton Christopher Crabb was fined $5,000 and suspended for failing to amend Form U4

Furgison Law Group is considering potential claims against DESTINY CAPITAL SECURITIES CORPORATION related to alleged misconduct by Kenton Christopher Crabb.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Kenton Christopher Crabb, DESTINY CAPITAL SECURITIES CORPORATION
April 25, 2020

Investor Alert: Paul Anthony Falcon was fined $5,000 and suspended for using an unapproved third-party communication application

April 25, 2020/ Jon Furgison
Investor Alert: Paul Anthony Falcon was fined $5,000 and suspended for using an unapproved third-party communication application

Furgison Law Group is considering potential claims against AEGIS CAPITAL CORP. related to alleged misconduct by Paul Anthony Falcon.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Paul Anthony Falcon, AEGIS CAPITAL CORP.
April 25, 2020

Investor Alert: Pedro Perez-Riu was fined $5,000 and suspended for executing non-bonafide fixed income transactions

April 25, 2020/ Jon Furgison
Investor Alert: Pedro Perez-Riu was fined $5,000 and suspended for executing non-bonafide fixed income transactions

Furgison Law Group is considering potential claims against AMHERST PIERPONT related to alleged misconduct by Pedro Perez-Riu.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Pedro Perez-Riu, AMHERST PIERPONT
April 25, 2020

Investor Alert: Thomas M. Murphy was fined $5,000 and suspended for executing subscription agreements without authority

April 25, 2020/ Jon Furgison
Investor Alert: Thomas M. Murphy was fined $5,000 and suspended for executing subscription agreements without authority

Furgison Law Group is considering potential claims against MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED related to alleged misconduct by Thomas M. Murphy.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Thomas M. Murphy, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 25, 2020

Investor Alert: Angela Marie Chatfield was fined $5,000 and suspended for unauthorized outside business activities

April 25, 2020/ Jon Furgison
Investor Alert: Angela Marie Chatfield was fined $5,000 and suspended for unauthorized outside business activities

Furgison Law Group is considering potential claims against PARSONEX SECURITIES, INC. related to alleged misconduct by Angela Marie Chatfield.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Angela Marie Chatfield, PARSONEX SECURITIES INC.
April 25, 2020

Investor Alert: David Francis Dalton was fined $7,500 and suspended for unauthorized trading

April 25, 2020/ Jon Furgison
Investor Alert: David Francis Dalton was fined $7,500 and suspended for unauthorized trading

Furgison Law Group is considering potential claims against MOORS & CABOT, INC. related to alleged misconduct by David Francis Dalton.

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April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
David Francis Dalton, MOORS & CABOT INC.
April 25, 2020

Investor Alert: John Martin Harman was fined $5,000 and suspended for directing customers to sign blank distribution requests

April 25, 2020/ Jon Furgison
Investor Alert: John Martin Harman was fined $5,000 and suspended for directing customers to sign blank distribution requests

Furgison Law Group is considering potential claims against ROYAL ALLIANCE ASSOCIATES, INC. related to alleged misconduct by John Martin Harman.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
John Martin Harman, ROYAL ALLIANCE ASSOCIATES INC.
April 25, 2020

Investor Alert: Peter Douglas Monson was fined $7,500 and suspended for excessive and unsuitable trading

April 25, 2020/ Jon Furgison
Investor Alert: Peter Douglas Monson was fined $7,500 and suspended for excessive and unsuitable trading

Furgison Law Group is considering potential claims against VAN CLEMENS & CO. INCORPORATED related to alleged misconduct by Peter Douglas Monson.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Peter Douglas Monson, VAN CLEMENS & CO. INCORPORATED
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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