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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


June 17, 2020

Investor Alert: Quincy DeEarl Caldwell was fined $5,000 and suspended for recommending and effected unsuitable short-term trades

June 17, 2020/ Jon Furgison
Investor Alert: Quincy DeEarl Caldwell was fined $5,000 and suspended for recommending and effected unsuitable short-term trades

Furgison Law Group is considering potential claims against PLANMEMBER SECURITIES CORPORATION related to alleged misconduct by Quincy DeEarl Caldwell

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June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Quincy DeEarl Caldwell, PLANMEMBER SECURITIES CORPORATION
June 17, 2020

Investor Alert: William Blake McGowan was fined $7,500 and suspended for participating in a private securities transaction

June 17, 2020/ Jon Furgison
Investor Alert: William Blake McGowan was fined $7,500 and suspended for participating in a private securities transaction

Furgison Law Group is considering potential claims against MML INVESTORS SERVICES, LLC related to alleged misconduct by William Blake McGowan.

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June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
William Blake McGowan, MML INVESTORS SERVICES LLC
June 17, 2020

Investor Alert: John Stuart Crain was fined $5,000 and suspended for asking customers of his member firm to sign blank forms

June 17, 2020/ Jon Furgison
Investor Alert: John Stuart Crain was fined $5,000 and suspended for asking customers of his member firm to sign blank forms

Furgison Law Group is considering potential claims against CHAPIN, DAVIS related to alleged misconduct by John Stuart Crain.

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June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
John Stuart Crain, CHAPIN DAVIS
June 17, 2020

Investor Alert: Imran Nazir Razvi was fined $5,000 and suspended for engaging in an outside business activity

June 17, 2020/ Jon Furgison
Investor Alert: Imran Nazir Razvi was fined $5,000 and suspended for engaging in an outside business activity

Furgison Law Group is considering potential claims against LINCOLN FINANCIAL SECURITIES CORPORATION related to alleged misconduct by Imran Nazir Razvi.

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June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Imran Nazir Razvi, LINCOLN FINANCIAL SECURITIES CORPORATION
June 17, 2020

Investor Alert: Billy Hai Zhang was fined $5,000 and suspended for settling a customer complaint

June 17, 2020/ Jon Furgison
Investor Alert: Billy Hai Zhang was fined $5,000 and suspended for settling a customer complaint

Furgison Law Group is considering potential claims against AXA ADVISORS, LLC related to alleged misconduct by Billy Hai Zhang.

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June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Billy Hai Zhang, AXA ADVISORS LLC
June 17, 2020

Investor Alert: Chad P. Meyer was fined $5,000 and suspended for unapproved outside business activity

June 17, 2020/ Jon Furgison
Investor Alert: Chad P. Meyer was fined $5,000 and suspended for unapproved outside business activity

Furgison Law Group is considering potential claims against ALLSTATE FINANCIAL SERVICES, LLC. related to alleged misconduct by Chad P. Meyer.

Read More
June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Chad P. Meyer, ALLSTATE FINANCIAL SERVICES LLC
June 17, 2020

Investor Alert: Ashley K. Martin was barred for failing to provide information and documents requested by FINRA

June 17, 2020/ Jon Furgison
Investor Alert: Ashley K. Martin was barred for failing to provide information and documents requested by FINRA

Furgison Law Group is considering potential claims against MORGAN STANLEY related to alleged misconduct by Ashley K. Martin.

Read More
June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Ashley K. Martin, MORGAN STANLEY
June 17, 2020

Investor Alert: Gerald Roger Dewes was barred for refusing to appear for on-the-record testimony requested by FINRA

June 17, 2020/ Jon Furgison
Investor Alert: Gerald Roger Dewes was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against CADARET, GRANT & CO., INC. related to alleged misconduct by Gerald Roger Dewes.

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June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Gerald Roger Dewes, CADARET GRANT & CO INC
June 17, 2020

Investor Alert: Kimberly Ann Springsteen-Abbott was barred for improperly allocating personal expenses

June 17, 2020/ Jon Furgison
Investor Alert: Kimberly Ann Springsteen-Abbott was barred for improperly allocating personal expenses

Furgison Law Group is considering potential claims against COMMONWEALTH CAPITAL SECURITIES CORP. related to alleged misconduct by Kimberly Ann Springsteen-Abbott.

Read More
June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Kimberly Ann Springsteen-Abbott, COMMONWEALTH CAPITAL SECURITIES CORP.
June 17, 2020

Investor Alert: James Andrew Gallego was barred for refusing to provide documents and information requested by FINRA

June 17, 2020/ Jon Furgison
Investor Alert: James Andrew Gallego was barred for refusing to provide documents and information requested by FINRA

Furgison Law Group is considering potential claims against CUSO FINANCIAL SERVICES, L.P. related to alleged misconduct by James Andrew Gallego.

Read More
June 17, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
James Andrew Gallego, CUSO FINANCIAL SERVICES L.P.
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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