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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


July 03, 2020

Investor Alert: Charles Lawrence Doraine was barred for refusing to provide on-the-record testimony requested by FINRA

July 03, 2020/ Jon Furgison
Investor Alert: Charles Lawrence Doraine was barred for refusing to provide on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against NEXT FINANCIAL GROUP, INC. related to alleged misconduct by Charles Lawrence Doraine.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Charles Lawrence Doraine, NEXT FINANCIAL GROUP, INC.
July 03, 2020

Investor Alert: Bryan Edwin Benson was barred for refusing to provide documents and information requested by FINRA

July 03, 2020/ Jon Furgison
Investor Alert: Bryan Edwin Benson was barred for refusing to provide documents and information requested by FINRA

Furgison Law Group is considering potential claims against WELLS FARGO CLEARING SERVICES, LLC related to alleged misconduct by Bryan Edwin Benson.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Bryan Edwin Benson, WELLS FARGO CLEARING SERVICES, LLC
July 03, 2020

Investor Alert: Jonathan Scot Zwickel was barred for refusing to provide on-the-record testimony requested by FINRA

July 03, 2020/ Jon Furgison
Investor Alert: Jonathan Scot Zwickel was barred for refusing to provide on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against CLINGER & CO., INC. related to alleged misconduct by Jonathan Scot Zwickel.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jonathan Scot Zwickel, CLINGER & CO., INC.
July 03, 2020

Investor Alert: Karen Denise Clark-Kocinski was barred for refusing to appear for on-the-record testimony requested by FINRA

July 03, 2020/ Jon Furgison
Investor Alert: Karen Denise Clark-Kocinski was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against ONEAMERICA SECURITIES, INC. related to alleged misconduct by Karen Denise Clark-Kocinski.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Karen Denise Clark-Kocinski, ONEAMERICA SECURITIES, INC.
July 03, 2020

Investor Alert: Yee Yee Htwe was barred for failing to fully respond to FINRA’s request for documents

July 03, 2020/ Jon Furgison
Investor Alert: Yee Yee Htwe was barred for failing to fully respond to FINRA’s request for documents

Furgison Law Group is considering potential claims against MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED related to alleged misconduct by Yee Yee Htwe.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Yee Yee Htwe, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 03, 2020

Investor Alert: Peter Orlando was barred for engaging in unethical conduct

July 03, 2020/ Jon Furgison
Investor Alert: Peter Orlando was barred for engaging in unethical conduct

Furgison Law Group is considering potential claims against SCF SECURITIES, INC. related to alleged misconduct by Peter Orlando.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Peter Orlando, SCF SECURITIES INC.
July 03, 2020

Investor Alert: Albert Harkless III was barred for converting approximately $3,120 from a customer

July 03, 2020/ Jon Furgison
Investor Alert: Albert Harkless III was barred for converting approximately $3,120 from a customer

Furgison Law Group is considering potential claims against PFS INVESTMENTS INC. related to alleged misconduct by Albert Harkless III.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Albert Harkless III, PFS INVESTMENTS INC.
July 03, 2020

Investor Alert: Gregory John Stouffer was barred for refusing to provide information requested by FINRA

July 03, 2020/ Jon Furgison
Investor Alert: Gregory John Stouffer was barred for refusing to provide information requested by FINRA

Furgison Law Group is considering potential claims against FIDELITY BROKERAGE SERVICES LLC related to alleged misconduct by Gregory John Stouffer.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Gregory John Stouffer, FIDELITY BROKERAGE SERVICES LLC
July 03, 2020

Investor Alert: Kwasi Mensah Aggor was barred for refusing to provide on-the-record testimony requested by FINRA

July 03, 2020/ Jon Furgison
Investor Alert: Kwasi Mensah Aggor was barred for refusing to provide on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against TD AMERITRADE, INC. related to alleged misconduct by Kwasi Mensah Aggor.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Kwasi Mensah Aggor, TD AMERITRADE, INC.
July 03, 2020

Investor Alert: Robert Renteria was barred for providing false information to FINRA

July 03, 2020/ Jon Furgison
Investor Alert: Robert Renteria was barred for providing false information to FINRA

Furgison Law Group is considering potential claims against PFS INVESTMENTS INC. related to alleged misconduct by Robert Renteria.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Robert Renteria, PFS INVESTMENTS INC.
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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