Investor Alert: Michelle Lynn Gill was suspended and fined $5,000 for participating in private securities transactions without providing written notice

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FINRA Sanctions & Allegations of Misconduct

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FINRA suspended and fined $5,000 Michelle Lynn Gill (CRD #6447758) from Marquette, Michigan of PARADIGM EQUITIES, INC. for participating in private securities transactions without providing written notice to or obtaining approval from, her member firm. In addition, Gill disclosed an outside business activity to her firm for a company for which her husband served as the president of the board of directors in a Form U4 amendment. The suspension is in effect from June 1, 2020, through July 31, 2020.

Investors Have the Right to Recover Their Losses

When investments are sold by brokerage firms licensed by FINRA, they are subject to the laws that FINRA enforces. The brokerage firms are responsible for ensuring that their brokers are trading fairly, ethically and in the best interest of their clients. Ideally, they would accomplish this through careful supervision. Unfortunately, too often this supervision has been inadequate to fully protect investors. If you purchased any investments through a representative of a registered brokerage firm and suffered losses through negligence or fraud, it immediately puts the brokerage firm at fault for failing to supervise their broker. FINRA law then dictates that you can hold the firm legally liable to recover your damages.

Can I recover my investment losses?

If you lost a substantial portion of your retirement savings or other assets as a result of investments purchased through Michelle Lynn Gill or PARADIGM EQUITIES, INC., please contact us immediately. Our investment fraud lawyers have recovered millions of dollars from the largest banks, insurance companies, and brokerage firms in the world on behalf of investment fraud victims. You may have certain legal rights that require your immediate attention. Time is of the essence in these claims. The sooner you act, the greater your chances of recovering your investment losses. Don't wait. Contact us TODAY for a FREE Consultation and case evaluation. We will tell you if you have a viable claim worth pursuing.