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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct

March 11, 2020

Investor Alert: Andrew Patrick Yoro was barred for cheating on his Series 7 exam

March 11, 2020/ Jon Furgison
Investor Alert: Andrew Patrick Yoro was barred for cheating on his Series 7 exam

Furgison Law Group is considering potential claims against Charles Schwab & Co., related to alleged misconduct by Andrew Patrick Yoro.

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March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Andrew Patrick Yoro
March 11, 2020

Investor Alert: Bryce J. Vance was barred for falsifying insurance applications

March 11, 2020/ Jon Furgison
Investor Alert: Bryce J. Vance was barred for falsifying insurance applications

Furgison Law Group is considering potential claims against Farmers Financial Solutions, LLC related to alleged misconduct by Bryce J. Vance.

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March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Bryce J. Vance
March 11, 2020

Investor Alert: Coda Markets, Inc was censured and fined $90,000 for failing to report events to regulators

March 11, 2020/ Jon Furgison
Investor Alert: Coda Markets, Inc was censured and fined $90,000 for failing to report events to regulators

Furgison Law Group is considering potential claims against Coda Markets related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Coda Markets
March 11, 2020

Investor Alert: NYLIFE Securities LLC was censured and fined $250,000 for failing to enforce its written procedures

March 11, 2020/ Jon Furgison
Investor Alert: NYLIFE Securities LLC was censured and fined $250,000 for failing to enforce its written procedures

Furgison Law Group is considering potential claims against New York Life Securities LLC related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
NYLIFE Securities LLC
March 11, 2020

Investor Alert: BGC Financial, L.P. was censured and fined $40,000 for failing to immediately execute limit orders

March 11, 2020/ Jon Furgison
Investor Alert: BGC Financial, L.P. was censured and fined $40,000 for failing to immediately execute limit orders

Furgison Law Group is considering potential claims against BGC Financial related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
BGC Financial
March 11, 2020

Investor Alert: Gregg Alan Miller was suspended 3 months and fined $20k for failure to supervise

March 11, 2020/ Jon Furgison
Investor Alert: Gregg Alan Miller was suspended 3 months and fined $20k for failure to supervise

Furgison Law Group is considering potential claims against C. L. King & Associates, Inc.,related to alleged misconduct by Gregg Alan Miller.

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March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Gregg Alan Miller, C. L. King & Associates, Inc.
February 14, 2020

FINRA has fined and banned George Merhoff Jr. permanently from the securities industry

February 14, 2020/ Jon Furgison
FINRA has fined and banned George Merhoff Jr. permanently from the securities industry

Furgison Law Group is considering potential claims against Cetera Advisors LLC related to alleged misconduct by George Merhoff.

Read More
February 14, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
George Merhoff, Cetera Advisors LLC
January 23, 2020

FINRA Suspended Brett David Levinson 30 days and fined him $5k for improperly disclosing personal customer information

January 23, 2020/ Jon Furgison
FINRA Suspended Brett David Levinson 30 days and fined him $5k for improperly disclosing personal customer information

Furgison Law Group is considering potential claims against Stifel, Nicolaus & Company and Hilltop Securities Inc., related to alleged misconduct by Brett Levinson.

Read More
January 23, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Stifel Nicolaus & Company, Hilltop Securities Inc., Brett Levinson
January 23, 2020

FINRA Suspended Harvey Frank 30 days and fined him $5k for improperly disclosing personal customer information

January 23, 2020/ Jon Furgison
FINRA Suspended Harvey Frank 30 days and fined him $5k for improperly disclosing personal customer information

Furgison Law Group is considering potential claims against Stifel, Nicolaus & Company and Hilltop Securities Inc., related to alleged misconduct by Harvey Frank.

Read More
January 23, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Harvey Frank, Stifel Nicolaus & Company, Hilltop Securities Inc.
November 16, 2019

Investor Alert: FINRA fines Citigroup Global Markets Inc. $1.25 Million for failing to appropriately fingerprint or screen employees

November 16, 2019/ Jon Furgison
Investor Alert: FINRA fines Citigroup Global Markets Inc. $1.25 Million for failing to appropriately fingerprint or screen employees

Furgison Law Group is considering potential claims against Citigroup Global Markets Inc. related to alleged its misconduct.

Read More
November 16, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Citigroup Global Markets Inc.
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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