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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


March 11, 2020

Investor Alert: Brendan James Flick was suspended and fined $5,000 for copying and pasting the signature of a customer

March 11, 2020/ Jon Furgison
Investor Alert:  Brendan James Flick was suspended and fined $5,000 for copying and pasting the signature of a customer

Furgison Law Group is considering potential claims against Raymond James and Brendan James Flick related to alleged misconduct.

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March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Brendan James Flick, Raymond James Financial Services
March 11, 2020

Investor Alert: Elizabeth Ann Guarino was suspended and fined $10,000 for unsuitable speculative securities transactions

March 11, 2020/ Jon Furgison
Investor Alert:  Elizabeth Ann Guarino was suspended and fined $10,000 for unsuitable speculative securities transactions

Furgison Law Group is considering potential claims against Wells Fargo and Elizabeth Ann Guarino related to alleged misconduct.

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March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Elizabeth Ann Guarino, Wells Fargo
March 11, 2020

Investor Alert: Beth Ann DeBouvre and Kim Kahala Kopacka were suspended and fined $10,000 for permitting Kopacka’s husband to associate with

March 11, 2020/ Jon Furgison
Investor Alert:  Beth Ann DeBouvre and Kim Kahala Kopacka were suspended and fined $10,000 for permitting Kopacka’s husband to associate with

Furgison Law Group is considering potential claims against Beth Ann DeBouvre and Kim Kahala Kopacka related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Beth Ann DeBouvre, Kim Kahala Kopacka
March 11, 2020

Investor Alert: Michael Radford Severance was barred for refusing to produce documents and information requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert:  Michael Radford Severance was barred for refusing to produce documents and information requested by FINRA

Furgison Law Group is considering potential claims against LPL Financial, National Planning Corporation and Michael Radford Severance related to alleged misconduct.

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March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Michael Radford Severance, LPL Financial LLC, National Planning Corporation
March 11, 2020

Investor Alert: Robert Frederick Genito was barred for refusing to appear for on-the-record testimony requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Robert Frederick Genito was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against PFS Investments Inc., and Robert Frederick Genito related to alleged misconduct.

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March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Robert Frederick Genito, PFS Investments Inc.
March 11, 2020

Investor Alert: Matthew Leon White for refusing to appear for on-the-record testimony requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Matthew Leon White for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against MML Investors Services, LLC., and Matthew Leon White related to alleged misconduct.

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March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Matthew Leon White, MML Investors Services, LLC.
March 11, 2020

Investor Alert: Dennis Masaaki Nakamura was barred for refusing to appear and provide on-the-record testimony requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Dennis Masaaki Nakamura was barred for refusing to appear and provide on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against McNally Financial Services Corporation and Dennis Masaaki Nakamura related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Dennis Masaaki Nakamura, McNally Financial Services Corporation
March 11, 2020

Investor Alert: Gerald Allan Eaton was barred for failing to provide documents and information requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Gerald Allan Eaton was barred for failing to provide documents and information requested by FINRA

Furgison Law Group is considering potential claims against Commonwealth Financial Network and Gerald Allan Eaton related to alleged misconduct.

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March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Gerald Allan Eaton, Commonwealth Financial Network
March 11, 2020

Investor Alert: Joseph Viet Duy Phan was barred for failing to appear and provide on-the-record testimony requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Joseph Viet Duy Phan was barred for failing to appear and provide on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Pruco Securities and Joseph Viet Duy Phan related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Joseph Viet Duy Phan, Pruco Securities LLC
March 11, 2020

Investor Alert: Clark Morris Nobil was barred for refusing to produce information and documents requested by FINRA

March 11, 2020/ Jon Furgison
Investor Alert: Clark Morris Nobil was barred for refusing to produce information and documents requested by FINRA

Furgison Law Group is considering potential claims against Clark Nobil & Co. and Clark Morris Nobil related to alleged misconduct.

Read More
March 11, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Clark Morris Nobil
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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