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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


April 25, 2020

Investor Alert: Martin David Batstone was barred for using customer funds for his personal expenses

April 25, 2020/ Jon Furgison
Investor Alert:  Martin David Batstone was barred for using customer funds for his personal expenses

Furgison Law Group is considering potential claims against NEWBRIDGE SECURITIES CORPORATION related to alleged misconduct by Martin David Batstone.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Martin David Batstone, NEWBRIDGE SECURITIES CORPORATION
April 25, 2020

Investor Alert: Ronald Walter Hannes was barred for refusing to produce documents to regulators

April 25, 2020/ Jon Furgison
Investor Alert: Ronald Walter Hannes was barred for refusing to produce documents to regulators

Furgison Law Group is considering potential claims against WOODBURY FINANCIAL SERVICES, INC. related to alleged misconduct by Ron Hannes.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Ronald Walter Hannes, WOODBURY FINANCIAL SERVICES INC.
April 25, 2020

Investor Alert: Jeffrey Scott Nimmow was barred for unapproved promissory note sales

April 25, 2020/ Jon Furgison
Investor Alert: Jeffrey Scott Nimmow was barred for unapproved promissory note sales

Furgison Law Group is considering potential claims against FOREST SECURITIES, INC. related to alleged misconduct by Jeffrey Scott Nimmow.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jeffrey Scott Nimmow, FOREST SECURITIES INC.
April 25, 2020

Investor Alert: Ana Lucia Chavarriaga was barred for backdating documents

April 25, 2020/ Jon Furgison
Investor Alert: Ana Lucia Chavarriaga was barred for backdating documents

Furgison Law Group is considering potential claims against VECTORGLOBAL WMG related to alleged misconduct by Ana Lucia Chavarriaga.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Ana Lucia Chavarriaga, VECTORGLOBAL WMG
April 25, 2020

Investor Alert: James Adam Paquette was barred for failing to timely update his Form U4

April 25, 2020/ Jon Furgison
Investor Alert: James Adam Paquette was barred for failing to timely update his Form U4

Furgison Law Group is considering potential claims against VESTECH SECURITIES, INC. related to alleged misconduct by James Adam Paquette.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
James Adam Paquette, VESTECH SECURITIES INC.
April 25, 2020

Investor Alert: ACS Execution Services, LLC was censured and fined $75,000 for reporting errors

April 25, 2020/ Jon Furgison
Investor Alert: ACS Execution Services, LLC was censured and fined $75,000 for reporting errors

Furgison Law Group is considering potential claims against ACS Execution Services, LLC related to its alleged misconduct.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
ACS Execution Services, LLC
April 25, 2020

Investor Alert: Wedbush Securities Inc. was censured and fined $30,000 for reporting errors

April 25, 2020/ Jon Furgison
Investor Alert: Wedbush Securities Inc. was censured and fined $30,000 for reporting errors

Furgison Law Group is considering potential claims against Wedbush Securities Inc. related to alleged misconduct.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Wedbush Securities Inc.
April 25, 2020

Investor Alert: Morgan Stanley & Co. LLC was censured and fined $20,000 for permitting unregistered foreign affiliates to trade

April 25, 2020/ Jon Furgison
Investor Alert: Morgan Stanley & Co. LLC was censured and fined $20,000 for permitting unregistered foreign affiliates to trade

Furgison Law Group is considering potential claims against Morgan Stanley & Co. LLC related to its alleged misconduct.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Morgan Stanley & Co. LLC
April 25, 2020

Investor Alert: FIMCO Securities Group, Inc. was censured and fined $5,000 for failure to supervise

April 25, 2020/ Jon Furgison
Investor Alert: FIMCO Securities Group, Inc. was censured and fined $5,000 for failure to supervise

Furgison Law Group is considering potential claims against FIMCO Securities Group, Inc related to alleged misconduct.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
FIMCO Securities Group, Inc.
April 25, 2020

Investor Alert: BNP Paribas Securities Corp. was censured and fined $90,000 for submitting inaccurate information to the OATS

April 25, 2020/ Jon Furgison
Investor Alert: BNP Paribas Securities Corp. was censured and fined $90,000 for submitting inaccurate information to the OATS

Furgison Law Group is considering potential claims against BNP Paribas Securities Corp. related to its alleged misconduct.

Read More
April 25, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
BNP Paribas Securities Corp.
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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