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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct

July 03, 2020

Investor Alert: Melissa Ann Niederhauser was barred for converting $73,618 from customers

July 03, 2020/ Jon Furgison
Investor Alert: Melissa Ann Niederhauser was barred for converting $73,618 from customers

Furgison Law Group is considering potential claims against Melissa Ann Niederhauser related to its alleged misconduct.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Melissa Ann Niederhauser
July 03, 2020

Investor Alert: Jeremy Joseph Cook was barred or refusing to provide on-the-record testimony requested by FINRA

July 03, 2020/ Jon Furgison
Investor Alert: Jeremy Joseph Cook was barred or refusing to provide on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against UBS FINANCIAL SERVICES INC. related to alleged misconduct by Jeremy Joseph Cook.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jeremy Joseph Cook, UBS FINANCIAL SERVICES INC.
July 03, 2020

Investor Alert: Alan Harold New was barred for failing to provide documents and information requested by FINRA

July 03, 2020/ Jon Furgison
Investor Alert: Alan Harold New was barred for failing to provide documents and information requested by FINRA

Furgison Law Group is considering potential claims against NYLIFE SECURITIES LLC related to alleged misconduct by Alan Harold New.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Alan Harold New, NYLIFE SECURITIES LLC
July 03, 2020

Investor Alert: Steven Jun Lu was barred for entering into a power of attorney for elderly client

July 03, 2020/ Jon Furgison
Investor Alert: Steven Jun Lu was barred for entering into a power of attorney for elderly client

Furgison Law Group is considering potential claims against J.P. MORGAN SECURITIES LLC related to alleged misconduct by Steven Jun Lu.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Steven Jun Lu, J.P. MORGAN SECURITIES LLC
July 03, 2020

Investor Alert: Timothy Brent Hetrick was barred for refusing to appear for on-the-record testimony requested by FINRA

July 03, 2020/ Jon Furgison
Investor Alert: Timothy Brent Hetrick was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against U.S. BROKERAGE, INC. related to alleged misconduct by Timothy Brent Hetrick.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Timothy Brent Hetrick, U.S. BROKERAGE INC.
July 03, 2020

Investor Alert: Ollisha H. Taylor was barred for refusing to provide information and documents requested by FINRA

July 03, 2020/ Jon Furgison
Investor Alert: Ollisha H. Taylor was barred for refusing to provide information and documents requested by FINRA

Furgison Law Group is considering potential claims against Ollisha H. Taylor related to her alleged misconduct.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Ollisha H. Taylor
July 03, 2020

investor Alert: Erik Patrick Pica was barred for converting $200,000 from an elderly customer

July 03, 2020/ Jon Furgison
investor Alert: Erik Patrick Pica was barred for converting $200,000 from an elderly customer

Furgison Law Group is considering potential claims against JOSEPH STONE CAPITAL L.L.C. related to alleged misconduct by Erik Patrick Pica.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Erik Patrick Pica, JOSEPH STONE CAPITAL L.L.C.
July 03, 2020

Investor Alert: Patrick M. Coogan was barred for making reckless misrepresentations

July 03, 2020/ Jon Furgison
Investor Alert: Patrick M. Coogan was barred for making reckless misrepresentations

Furgison Law Group is considering potential claims against LPL FINANCIAL LLC related to alleged misconduct by Patrick M. Coogan.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Patrick M. Coogan, LPL FINANCIAL LLC
July 03, 2020

investor Alert: Kestra Investment Services, LLC was censured and fined $125,000 disclosing customer information

July 03, 2020/ Jon Furgison
investor Alert: Kestra Investment Services, LLC was censured and fined $125,000 disclosing customer information

Furgison Law Group is considering potential claims against Kestra Investment Services, LLC related to its alleged misconduct.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Kestra Investment Services LLC
July 03, 2020

Investor Alert: Morgan Stanley & Co. LLC was censured and fined $300,000 for erroneously submitting reports to the OATS™

July 03, 2020/ Jon Furgison
Investor Alert: Morgan Stanley & Co. LLC was censured and fined $300,000 for erroneously submitting reports to the OATS™

Furgison Law Group is considering potential claims against Morgan Stanley & Co. LLC related to its alleged misconduct.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Morgan Stanley & Co. LLC
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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