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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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  • Videos/
  • Investigations/
  • FAQ/
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


November 10, 2023

Investor Alert: Michael B. Mountjoy was suspended for participating in private securities transactions

November 10, 2023/ Jon Furgison
Investor Alert: Michael B. Mountjoy was suspended for participating in private securities transactions

Furgison Law Group is considering potential claims against LPL FINANCIAL LLC related to alleged misconduct by Michael B. Mountjoy.

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November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Michael B. Mountjoy, LPL FINANCIAL LLC
November 10, 2023

Investor Alert: Benard Wayne Gann was fine of $5,000 and suspended or placing an unauthorized trade in a customer’s account

November 10, 2023/ Jon Furgison
Investor Alert: Benard Wayne Gann was fine of $5,000 and suspended or placing an unauthorized trade in a customer’s account

Furgison Law Group is considering potential claims against LPL FINANCIAL LLC related to alleged misconduct by Benard Wayne Gann.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Benard Wayne Gann, LPL FINANCIAL LLC
November 10, 2023

Investor Alert: Adam James Makkai was named in a complaint for negotiating the purchase of the unregistered person’s book

November 10, 2023/ Jon Furgison
Investor Alert: Adam James Makkai was named in a complaint for negotiating the purchase of the unregistered person’s book

Furgison Law Group is considering potential claims against LPL FINANCIAL LLC related to alleged misconduct by Adam James Makkai.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Adam James Makkai, LPL FINANCIAL LLC
July 03, 2020

Investor Alert: William Andrew Wimberly was fined $5,000 and suspended for outside business activity

July 03, 2020/ Jon Furgison
Investor Alert: William Andrew Wimberly was fined $5,000 and suspended for outside business activity

Furgison Law Group is considering potential claims against LPL FINANCIAL LLC related to alleged misconduct by William Andrew Wimberly.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
William Andrew Wimberly, LPL FINANCIAL LLC
July 03, 2020

Investor Alert: Patrick M. Coogan was barred for making reckless misrepresentations

July 03, 2020/ Jon Furgison
Investor Alert: Patrick M. Coogan was barred for making reckless misrepresentations

Furgison Law Group is considering potential claims against LPL FINANCIAL LLC related to alleged misconduct by Patrick M. Coogan.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Patrick M. Coogan, LPL FINANCIAL LLC
March 23, 2020

Investor Alert: Jason C. LaBelle was suspended and fined $5,000 for participating in an outside business activity

March 23, 2020/ Jon Furgison
Investor Alert: Jason C. LaBelle was suspended and fined $5,000 for participating in an outside business activity

Furgison Law Group is considering potential claims against LPL FINANCIAL LLC, COMMONWEALTH FINANCIAL NETWORK and EDWARD JONES, related to alleged misconduct by Jason C. LaBelle .

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March 23, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jason C. LaBelle, LPL FINANCIAL LLC
November 16, 2019

Investor Alert: Louis Mark Miller was barred from FINRA for failing to provide testimony

November 16, 2019/ Jon Furgison
Investor Alert: Louis Mark Miller was barred from FINRA for failing to provide testimony

Furgison Law Group is considering potential claims against LPL FINANCIAL LLC or WELLS FARGO ADVISORS, LLC, related to alleged misconduct by Louis Mark Miller.

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November 16, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
LPL FINANCIAL LLC, Louis Mark Miller
November 15, 2019

Investor Alert: Eric Jason Savell was fined $10,000 and suspended from FINRA for five months for outside business activities

November 15, 2019/ Jon Furgison
Investor Alert: Eric Jason Savell was fined $10,000 and suspended from FINRA for five months for outside business activities

Furgison Law Group is considering potential claims against LPL FINANCIAL LLC related to alleged misconduct by Eric Jason Savell .

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November 15, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
LPL FINANCIAL LLC, Eric Jason Savell
November 15, 2019

Investor Alert: Robert Scott Davis was fined $5,000 and suspended from FINRA for 30 days for unsuitable trading.

November 15, 2019/ Jon Furgison
Investor Alert: Robert Scott Davis was fined $5,000 and suspended from FINRA for 30 days for unsuitable trading.

Furgison Law Group is considering potential claims against LPL FINANCIAL LLC related to alleged misconduct by Robert Scott Davis.

Read More
November 15, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
LPL FINANCIAL LLC, Robert Scott Davis
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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