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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
  • Firm Profile/
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    • Life Insurance & Annuity Claims
    • Securities Arbitration
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
  • Firm Profile/
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Firm News


November 15, 2019

Investor Alert: Dennis Carey Ward was fined $5,000 and suspended from FINRA for four months for failing to report tax liens

November 15, 2019/ Jon Furgison
Investor Alert: Dennis Carey Ward  was fined $5,000 and suspended from FINRA for four months for failing to report tax liens

Furgison Law Group is considering potential claims against at ADIRONDACK TRADING GROUP LLC, or
RIDGEWAY & CONGER, INC. related to alleged misconduct by Dennis Carey Ward.

Read More
November 15, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
ADIRONDACK TRADING GROUP LLC, Dennis Carey Ward
November 15, 2019

Investor Alert: Linda Sue Zara was fined $5,000 and suspended from FINRA for three months.

November 15, 2019/ Jon Furgison
Investor Alert: Linda Sue Zara was fined $5,000 and suspended from FINRA  for three months.

Furgison Law Group is considering potential claims against SUMMIT BROKERAGE SERVICES, INC., and WELLS FARGO CLEARING SERVICES, LLC, related to alleged misconduct by Linda Sue Zara.

Read More
November 15, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
SUMMIT BROKERAGE SERVICES INC., Linda Sue Zara
November 15, 2019

Investor Alert: William Mark Heiden was fined $5,000 and suspended from FINRA for six months for unauthorized trading

November 15, 2019/ Jon Furgison
Investor Alert: William Mark Heiden was fined $5,000 and suspended from FINRA for six months for unauthorized trading

Furgison Law Group is considering potential claims against WEDBUSH SECURITIES INC. related to alleged misconduct by William Mark Heiden.

Read More
November 15, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
WEDBUSH SECURITIES INC., William Mark Heiden
November 15, 2019

Investor Alert: Scott Mason was fined $5,000 and suspended from FINRA for four months

November 15, 2019/ Jon Furgison
Investor Alert: Scott Mason was fined $5,000 and suspended from FINRA for four months

Furgison Law Group is considering potential claims against VOYA FINANCIAL ADVISORS, INC., and LPL FINANCIAL LLC, related to alleged misconduct by Scott Mason.

Read More
November 15, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
VOYA FINANCIAL ADVISORS INC., Scott Mason
November 15, 2019

Investor Alert: Ricardo de la Garza Emerich was fined $5,000 and suspended from FINRA for 45 days.

November 15, 2019/ Jon Furgison
Investor Alert: Ricardo de la Garza Emerich was fined $5,000 and suspended from FINRA for 45 days.

Furgison Law Group is considering potential claims against TITLEIST ASSET MANAGEMENT, LTD. related to alleged misconduct by Ricardo de la Garza Emerich.

Read More
November 15, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Ricardo de la Garza Emerich, TITLEIST ASSET MANAGEMENT LTD.
November 15, 2019

Investor Alert: David Philip Antypas was suspended by FINRA for 2 years

November 15, 2019/ Jon Furgison
Investor Alert: David Philip Antypas  was suspended by FINRA for 2 years

Furgison Law Group is considering potential claims against IFS SECURITIES related to alleged misconduct by David Philip Antypas.

Read More
November 15, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
IFS SECURITIES, David Philip Antypas
November 15, 2019

Investor Alert: Vincent Joseph Storms was barred from FINRA for falsifying records

November 15, 2019/ Jon Furgison
Investor Alert: Vincent Joseph Storms was barred from FINRA for falsifying records

Furgison Law Group is considering potential claims against AMERIPRISE FINANCIAL SERVICES, INC., or RAYMOND JAMES & ASSOCIATES, INC., related to alleged misconduct by Vincent Joseph Storms.

Read More
November 15, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
AMERIPRISE FINANCIAL SERVICES INC, Vincent Joseph Storms
November 15, 2019

Investor Alert: James Hal Heafner was barred from FINRA for refusing to appear for on-the-record testimony

November 15, 2019/ Jon Furgison
Investor Alert: James Hal Heafner  was barred from FINRA for refusing to appear for on-the-record testimony

Furgison Law Group is considering potential claims against TAYLOR CAPITAL MANAGEMENT INC. related to alleged misconduct by James Hal Heafner.

Read More
November 15, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
James Hal Heafner, TAYLOR CAPITAL MANAGEMENT INC
November 15, 2019

Investor Alert: Diane Qun Zhu was barred from FINRA for refusing to provide documents and information

November 15, 2019/ Jon Furgison
Investor Alert: Diane Qun Zhu  was barred from FINRA for refusing to provide documents and information

Furgison Law Group is considering potential claims against PFS INVESTMENTS INC. related to alleged misconduct by Diane Qun Zhu.

Read More
November 15, 2019/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Diane Qun Zhu, PFS INVESTMENTS INC
November 07, 2019

Investor Alert: FLG is investigating claims against Woodbury Financial for sale of GPB by Daryl Serizawa

November 07, 2019/ Jon Furgison
Investor Alert: FLG is investigating claims against Woodbury Financial for sale of GPB by Daryl Serizawa

The securities fraud lawyers at Furgison Law Group are investigating claims against Woodbury Financial related to the sale of GPB by Daryl Serizawa.

Read More
November 07, 2019/ Jon Furgison/
FINRA Claim Filed
Daryl Serizawa, Woodbury Financial
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

Get Free Case Evaluation Now!

Furgison Law Group, PC     (310) 356-6890 
315 S. Beverly Drive, Suite 315, Beverly Hills, CA 90212
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301 (By appointment only)

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