Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
  • Firm Profile
  • Overview Life Insurance & Annuity Claims Securities Arbitration
  • Case Results
  • Videos
  • Investigations
  • FAQ
  • Contact Us
Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
  • Firm Profile/
  • Practice Areas/
    • Overview
    • Life Insurance & Annuity Claims
    • Securities Arbitration
  • Case Results/
  • Videos/
  • Investigations/
  • FAQ/
  • Contact Us/
Blog laptop.jpg
Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

Blog

News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
  • Firm Profile/
  • Practice Areas/
    • Overview
    • Life Insurance & Annuity Claims
    • Securities Arbitration
  • Case Results/
  • Videos/
  • Investigations/
  • FAQ/
  • Contact Us/
 

Firm News


March 18, 2020

Investor Alert: Shirley Anne Weston was fined $7,500 and suspended for borrowing money from client

March 18, 2020/ Jon Furgison
Investor Alert: Shirley Anne Weston was fined $7,500 and suspended for borrowing money from client

Furgison Law Group is considering potential claims against Hantz Financial Services, Inc. and Shirley Anne Weston related to her alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Shirley Anne Weston
March 18, 2020

Investor Alert: Robert Patrick Pachciarz was fined $5,000 and suspended for engaging in an undisclosed and unapproved private securities transaction

March 18, 2020/ Jon Furgison
Investor Alert: Robert Patrick Pachciarz was fined $5,000 and suspended for engaging in an undisclosed and unapproved private securities transaction

Furgison Law Group is considering potential claims against JP Morgan and Robert Patrick Pachciarz related to his alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Robert Patrick Pachciarz
March 18, 2020

Investor Alert: Melissa Ann Strouse was fined $20,000 and suspended for failing to timely update Form U4

March 18, 2020/ Jon Furgison
Investor Alert: Melissa Ann Strouse was fined $20,000 and suspended for failing to timely update Form U4

Furgison Law Group is considering potential claims against First Financial Equity Corporation and Melissa Ann Strouse related to her alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Melissa Ann Strouse
March 18, 2020

Investor Alert: Clay Gavin Erickson was fined $7,500 and suspended for effecting unauthorized transactions, totaling $5,317,233.32

March 18, 2020/ Jon Furgison
Investor Alert: Clay Gavin Erickson was fined $7,500 and suspended for effecting unauthorized transactions, totaling $5,317,233.32

Furgison Law Group is considering potential claims against Hornor Townsend & Kent and Clay Gavin Erickson related to his alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Clay Gavin Erickson
March 18, 2020

Investor Alert: Jeffery Lawrence Vasiloff was fined $2,500 and suspended for trading violations

March 18, 2020/ Jon Furgison
Investor Alert: Jeffery Lawrence Vasiloff was fined $2,500 and suspended for trading violations

Furgison Law Group is considering potential claims against LPL Financial, Invest Financial Corporation, J. W. Cole Financial and Jeffery Lawrence Vasiloff related to his alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jeffery Lawrence Vasiloff
March 18, 2020

Investor Alert: Daniel William Staudacher was fined $10,000 and suspended for engaging in the securities business while suspended

March 18, 2020/ Jon Furgison
Investor Alert: Daniel William Staudacher was fined $10,000 and suspended for engaging in the securities business while suspended

Furgison Law Group is considering potential claims against Worth Financial Group, PFS Investments and Daniel William Staudacher related to his alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Daniel William Staudacher
March 18, 2020

Investor Alert: Robert Charles McNamara was fined $10,000, suspended for failing to disclose brokerage accounts

March 18, 2020/ Jon Furgison
Investor Alert: Robert Charles McNamara was fined $10,000, suspended for failing to disclose brokerage accounts

Furgison Law Group is considering potential claims against Advisors Asset Management and Robert Charles McNamara related to his alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Robert Charles McNamara
March 18, 2020

Investor Alert: Victor Polakoff was barred for refusing to appear for on-the-record testimony requested by FINRA

March 18, 2020/ Jon Furgison
Investor Alert:  Victor Polakoff was barred for refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against Cantone Research and Victor Polakoff related to his alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Victor Polakoff
March 18, 2020

Investor Alert: Hannah Burgess was barred for converting approximately $1,869 belonging to a customer

March 18, 2020/ Jon Furgison
Investor Alert: Hannah Burgess was barred for converting approximately $1,869 belonging to a customer

Furgison Law Group is considering potential claims against Robinhood Financial and Hannah Burgess related to her alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Hannah Burgess
March 18, 2020

Investor Alert: Keith Wakefield was barred refusing to appear for on-the-record testimony requested by FINRA

March 18, 2020/ Jon Furgison
Investor Alert: Keith Wakefield was barred refusing to appear for on-the-record testimony requested by FINRA

Furgison Law Group is considering potential claims against IFS Securities, IFS Capital Markets and Keith Wakefield related to her alleged misconduct.

Read More
March 18, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Keith Wakefield
  • Previous
  • Next
  • Firm Profile/
  • Practice Areas/
    • Overview
    • Life Insurance & Annuity Claims
    • Securities Arbitration
  • Case Results/
  • Videos/
  • Investigations/
  • FAQ/
  • Contact Us/

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

Get Free Case Evaluation Now!

Furgison Law Group, PC     (310) 356-6890 
315 S. Beverly Drive, Suite 315, Beverly Hills, CA 90212
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301 (By appointment only)

The information on this website is for general information purposes only. Nothing on this site should be taken as legal advice for any individual case or situation. This information is not intended to create, and receipt or viewing does not constitute an attorney-client relationship. Attorney Advertisement.  Read Full Disclaimer >

©  2005-2026 Furgison Law Group, PC. All Rights Reserved.