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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


July 03, 2020

Investor Alert: Sandra Gose Stevens was fined $5,000 and suspended for falsifying documents

July 03, 2020/ Jon Furgison
Investor Alert: Sandra Gose Stevens was fined $5,000 and suspended for falsifying documents

Furgison Law Group is considering potential claims against THE O.N. EQUITY SALES COMPANY related to alleged misconduct by Sandra Gose Stevens.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Sandra Gose Stevens, THE O.N. EQUITY SALES COMPANY
July 03, 2020

Investor Alert: Steven Todd Gary was fined $12,500 and suspended for forging signature endorsements

July 03, 2020/ Jon Furgison
Investor Alert: Steven Todd Gary was fined $12,500 and suspended for forging signature endorsements

Furgison Law Group is considering potential claims against STATE FARM VP MANAGEMENT CORP. related to alleged misconduct by Steven Todd Gary.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Steven Todd Gary, STATE FARM VP MANAGEMENT CORP.
July 03, 2020

Investor Alert: James Lee was fined $5,000 and suspended for impersonating customers on telephone calls

July 03, 2020/ Jon Furgison
Investor Alert: James Lee was fined $5,000 and suspended for impersonating customers on telephone calls

Furgison Law Group is considering potential claims against PRUCO SECURITIES, LLC related to alleged misconduct by James Lee.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
James Lee, PRUCO SECURITIES, LLC
July 03, 2020

Investor Alert: Paul David Weiss was fined $20,000 and suspended for engaging in undisclosed outside business activities

July 03, 2020/ Jon Furgison
Investor Alert: Paul David Weiss was fined $20,000 and suspended for engaging in undisclosed outside business activities

Furgison Law Group is considering potential claims against MORA WM SECURITIES  related to alleged misconduct by Paul David Weiss.

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July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Paul David Weiss, MORA WM SECURITIES
July 03, 2020

Investor Alert: David Weisberg was fined $7,500 and suspended for engaging in excessive and unsuitable trading

July 03, 2020/ Jon Furgison
Investor Alert: David Weisberg was fined $7,500 and suspended for engaging in excessive and unsuitable trading

Furgison Law Group is considering potential claims against WORDEN CAPITAL MANAGEMENT LLC related to alleged misconduct by David Weisberg.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
David Weisberg, WORDEN CAPITAL MANAGEMENT LLC
July 03, 2020

Investor Alert: Owen Arthur May was fined $5,000 and suspended for failing to timely amend his Form U4

July 03, 2020/ Jon Furgison
Investor Alert: Owen Arthur May was fined $5,000 and suspended for failing to timely amend his Form U4

Furgison Law Group is considering potential claims against MD GLOBAL PARTNERS, LLC related to alleged misconduct by Owen Arthur May.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Owen Arthur May, MD GLOBAL PARTNERS LLC
July 03, 2020

Investor Alert: Jeffrey Hall Heely was fined $5,000 and suspended for engaging in an undisclosed outside business activity

July 03, 2020/ Jon Furgison
Investor Alert:  Jeffrey Hall Heely was fined $5,000 and suspended for engaging in an undisclosed outside business activity

Furgison Law Group is considering potential claims against NMS CAPITAL ADVISORS, LLC related to alleged misconduct by Jeffrey Hall Heely.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jeffrey Hall Heely, NMS CAPITAL ADVISORS, LLC
July 03, 2020

Investor Alert: Brian Douglas Engstrom was fined $5,000 and suspended for engaging in an unsuitable short-term trading

July 03, 2020/ Jon Furgison
Investor Alert: Brian Douglas Engstrom was fined $5,000 and suspended for engaging in an unsuitable short-term trading

Furgison Law Group is considering potential claims against STIFEL, NICOLAUS & COMPANY, INCORPORATED related to alleged misconduct by Brian Douglas Engstrom.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Brian Douglas Engstrom, STIFEL, NICOLAUS & COMPANY INCORPORATED
July 03, 2020

Investor Alert: Robert Francis Costello was fined $5,000 and suspended for mismarking corporate bond positions

July 03, 2020/ Jon Furgison
Investor Alert: Robert Francis Costello was fined $5,000 and suspended for mismarking corporate bond positions

Furgison Law Group is considering potential claims against PNC CAPITAL MARKETS LLC related to alleged misconduct by Robert Francis Costello.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Robert Francis Costello, PNC CAPITAL MARKETS LLC
July 03, 2020

Investor Alert: Joseph John Mauro was fined $5,000 and suspended for falsifying three customers’ signatures

July 03, 2020/ Jon Furgison
Investor Alert: Joseph John Mauro was fined $5,000 and suspended for falsifying three customers’ signatures

Furgison Law Group is considering potential claims against AMERITAS INVESTMENT CORP.  related to alleged misconduct by Joseph John Mauro.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Joseph John Mauro, AMERITAS INVESTMENT CORP.
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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