Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
  • Firm Profile
  • Practice Areas
  • Videos
  • Investigations
  • FAQ
  • Contact Us
Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
  • Firm Profile/
  • Practice Areas/
  • Videos/
  • Investigations/
  • FAQ/
  • Contact Us/
Blog laptop.jpg
Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

Blog

News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
  • Firm Profile/
  • Practice Areas/
  • Videos/
  • Investigations/
  • FAQ/
  • Contact Us/
 

News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


July 03, 2020

Investor Alert: Lillian DeGasperis was suspended for failing to amend her Form U4

July 03, 2020/ Jon Furgison
Investor Alert: Lillian DeGasperis was suspended for failing to amend her Form U4

Furgison Law Group is considering potential claims against WELLS FARGO CLEARING SERVICES, LLC related to alleged misconduct by Lillian DeGasperis.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Lillian DeGasperis, WELLS FARGO CLEARING SERVICES LLC
July 03, 2020

Investor Alert: William Andrew Wimberly was fined $5,000 and suspended for outside business activity

July 03, 2020/ Jon Furgison
Investor Alert: William Andrew Wimberly was fined $5,000 and suspended for outside business activity

Furgison Law Group is considering potential claims against LPL FINANCIAL LLC related to alleged misconduct by William Andrew Wimberly.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
William Andrew Wimberly, LPL FINANCIAL LLC
July 03, 2020

Investor Alert: Marjorie Ann Ruediger was fined $5,000 and suspended for photocopying previously signed customer forms

July 03, 2020/ Jon Furgison
Investor Alert: Marjorie Ann Ruediger was fined $5,000 and suspended for photocopying previously signed customer forms

Furgison Law Group is considering potential claims against RAYMOND JAMES & ASSOCIATES, INC. related to alleged misconduct by Marjorie Ann Ruediger.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Marjorie Ann Ruediger, RAYMOND JAMES & ASSOCIATES INC.
July 03, 2020

Investor Alert: R. James Richards was fined $7,500 and suspended for violating margin rules

July 03, 2020/ Jon Furgison
Investor Alert: R. James Richards was fined $7,500 and suspended for violating margin rules

Furgison Law Group is considering potential claims against WEDBUSH SECURITIES INC related to alleged misconduct by R. James Richards.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
R. James Richards, WEDBUSH SECURITIES INC
July 03, 2020

Investor Alert: Alexander Jon James was fined $10,000 and suspended for outside business activity

July 03, 2020/ Jon Furgison
Investor Alert: Alexander Jon James was fined $10,000 and suspended for outside business activity

Furgison Law Group is considering potential claims against ALLSTATE FINANCIAL SERVICES, LLC related to alleged misconduct by Alexander Jon James.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Alexander Jon James, ALLSTATE FINANCIAL SERVICES LLC
July 03, 2020

Investor Alert: Clare Marie Cail was fined $5,000 and suspended for altering account documents

July 03, 2020/ Jon Furgison
Investor Alert: Clare Marie Cail was fined $5,000 and suspended for altering account documents

Furgison Law Group is considering potential claims against MORGAN STANLEY related to alleged misconduct by Clare Marie Cail.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Clare Marie Cail, MORGAN STANLEY
July 03, 2020

Investor Alert: Barry Robert Bode was fined $5,000 and suspended for unauthorized outside business activities

July 03, 2020/ Jon Furgison
Investor Alert: Barry Robert Bode was fined $5,000 and suspended for unauthorized outside business activities

Furgison Law Group is considering potential claims against THE O.N. EQUITY SALES COMPANY related to alleged misconduct by Barry Robert Bode.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Barry Robert Bode, THE O.N. EQUITY SALES COMPANY
July 03, 2020

Investor Alert: Jacqueline Maria Jacobsen was fined $5,000 and suspended for misusing funds belonging to her member firm

July 03, 2020/ Jon Furgison
Investor Alert: Jacqueline Maria Jacobsen was fined $5,000 and suspended for misusing funds belonging to her member firm

Furgison Law Group is considering potential claims against WOODBURY FINANCIAL SERVICES, INC. related to alleged misconduct by Jacqueline Maria Jacobsen.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Jacqueline Maria Jacobsen, WOODBURY FINANCIAL SERVICES INC.
July 03, 2020

Investor Alert: James Garland Kennedy Jr. was barred for failing to provide documents and information requested by FINRA

July 03, 2020/ Jon Furgison
Investor Alert: James Garland Kennedy Jr. was barred for failing to provide documents and information requested by FINRA

Furgison Law Group is considering potential claims against WOODBURY FINANCIAL SERVICES, INC. related to alleged misconduct by James Garland Kennedy Jr.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
James Garland Kennedy Jr., WOODBURY FINANCIAL SERVICES INC.
July 03, 2020

Investor Alert: Torrey Brent Sattof was barred for converting $1,091 from his member firm

July 03, 2020/ Jon Furgison
Investor Alert: Torrey Brent Sattof was barred for converting $1,091 from his member firm

Furgison Law Group is considering potential claims against BANKERS LIFE SECURITIES, INC. related to alleged misconduct by Torrey Brent Sattof.

Read More
July 03, 2020/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Torrey Brent Sattof, BANKERS LIFE SECURITIES, INC.
  • Previous
  • Next
  • Firm Profile/
  • Practice Areas/
  • Videos/
  • Investigations/
  • FAQ/
  • Contact Us/

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

Get Free Case Evaluation Now!

Name *
Phone *
Thank you!

Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

The information on this website is for general information purposes only. Nothing on this site should be taken as legal advice for any individual case or situation. This information is not intended to create, and receipt or viewing does not constitute an attorney-client relationship. Attorney Advertisement.  Read Full Disclaimer >

©  2005-2025 Furgison Law Group, PC. All Rights Reserved.