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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


November 10, 2023

Investor Alert: Mark William Menard was fined $5,000 and suspended for falsifying documents as accommodation for customers

November 10, 2023/ Jon Furgison
Investor Alert: Mark William Menard was  fined $5,000 and suspended for falsifying documents as accommodation for customers

Furgison Law Group is considering potential claims against CANTELLA & CO., INC related to alleged misconduct by Mark William Menard.

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November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Mark William Menard, CANTELLA & CO INC
November 10, 2023

Investor Alert: Quinn Daniel Campbell was fined $5,000 and suspended for causing his member firm to violate the SEC’s Regulation S-P

November 10, 2023/ Jon Furgison
Investor Alert: Quinn Daniel Campbell was  fined $5,000 and suspended for causing his member firm to violate the SEC’s Regulation S-P

Furgison Law Group is considering potential claims against CAMBRIDGE INVESTMENT RESEARCH, INC. related to alleged misconduct by Quinn Daniel Campbell.

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November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Quinn Daniel Campbell, CAMBRIDGE INVESTMENT RESEARCH INC.
November 10, 2023

Investor Alert: Hector Ramos was suspended for making unsuitable recommendations to a customer

November 10, 2023/ Jon Furgison
Investor Alert: Hector Ramos was suspended for making unsuitable recommendations to a customer

Furgison Law Group is considering potential claims against WYNSTON HILL CAPITAL, LLC related to alleged misconduct by Hector Ramos.

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November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Hector Ramos, WYNSTON HILL CAPITAL LLC
November 10, 2023

Investor Alert: Robert Silverman was fined $10,000 and suspended for effecting transactions in a customer’s accounts

November 10, 2023/ Jon Furgison
Investor Alert: Robert Silverman was fined $10,000 and suspended for effecting transactions in a customer’s accounts

Furgison Law Group is considering potential claims against CETERA FINANCIAL SPECIALISTS LLC related to alleged misconduct by Robert Silverman.

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November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Robert Silverman, CETERA FINANCIAL SPECIALISTS LLC
November 10, 2023

Investor Alert: Joe McCollum Allbright was fined $10,000 and suspended for engaging in private securities transactions

November 10, 2023/ Jon Furgison
Investor Alert: Joe McCollum Allbright was  fined $10,000 and suspended for engaging in private securities transactions

Furgison Law Group is considering potential claims against FARMERS FINANCIAL SOLUTIONS, LLC related to alleged misconduct by Joe McCollum Allbright.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Joe McCollum Allbright, FARMERS FINANCIAL SOLUTIONS LLC
November 10, 2023

Investor Alert: Hector Luis Luna was fined $5,000 and suspended for assisting an elderly customer of his member firm in preparing beneficiary change forms

November 10, 2023/ Jon Furgison
Investor Alert: Hector Luis Luna was fined $5,000 and suspended for assisting an elderly customer of his member firm in preparing beneficiary change forms

Furgison Law Group is considering potential claims against PRUCO SECURITIES, LLC. related to alleged misconduct by Hector Luis Luna.

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November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Hector Luis Luna, PRUCO SECURITIES LLC.
November 10, 2023

Investor Alert: Bradley Scott Kyburz was fined $10,000 and suspended for failing to disclose through the timely filing of an amended Form U4

November 10, 2023/ Jon Furgison
Investor Alert: Bradley Scott Kyburz was fined $10,000 and suspended for failing to disclose through the timely filing of an amended Form U4

Furgison Law Group is considering potential claims against CAPITAL FINANCIAL SERVICES, INC. related to alleged misconduct by Bradley Scott Kyburz.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Bradley Scott Kyburz, CAPITAL FINANCIAL SERVICES INC.
November 10, 2023

Investor Alert:John Wade Loofbourrow was fined $7,500 and suspended for supervising disclosed outside business activities

November 10, 2023/ Jon Furgison
Investor Alert:John Wade Loofbourrow was  fined $7,500 and suspended  for supervising disclosed outside business activities

Furgison Law Group is considering potential claims against DEMOPOLIS CAPITAL INC. related to alleged misconduct by John Wade Loofbourrow.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
John Wade Loofbourrow, DEMOPOLIS CAPITAL INC
November 10, 2023

Investor Alert: James Joseph Van Ham was fined $5,000 and suspended for circumventing his member firm’s supervisory procedures

November 10, 2023/ Jon Furgison
Investor Alert: James Joseph Van Ham was fined $5,000 and suspended  for circumventing his member firm’s supervisory procedures

Furgison Law Group is considering potential claims against THE O.N. EQUITY SALES COMPANY related to alleged misconduct by James Joseph Van Ham.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
James Joseph Van Ham, THE O.N. EQUITY SALES COMPANY
November 10, 2023

Investor Alert: Albert Dishner was fined $5,000 and suspended for exercising discretionary power in a customer’s brokerage accounts

November 10, 2023/ Jon Furgison
Investor Alert: Albert Dishner was fined $5,000 and suspended for exercising discretionary power in a customer’s brokerage accounts

Furgison Law Group is considering potential claims against MORGAN STANLEY related to alleged misconduct by Albert Dishner.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Albert Dishner, MORGAN STANLEY
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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